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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 371 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7401 VIVOPOWER PLC 4,163.0 $10K +2K +67.3% $2.30
7402 CALL FREIGHTCAR AMER INC 1,200.0 $10K +1K +1100.0% $7.97
7403 AHRT AH RLTY TR INC Financial Services 1,738.0 $10K -21K -92.4% $5.50 +28.2%
7404 PUT U HAUL HOLDING COMPANY 200.0 $10K -2K -88.2% $47.78
7405 ACCO ACCO BRANDS CORP Industrials 3,173.0 $10K NEW $3.00 +36.0%
7406 PUT CELLDEX THERAPEUTICS INC NEW 300.0 $10K NEW $31.72
7407 PUT CAMDEN NATL CORP 200.0 $9K NEW $47.45
7408 ADICET BIO INC 1,393.0 $9K +1K +1501.2% $6.81
7409 WAFD WAFD INC Financial Services 302.0 $9K NEW $31.40 +21.4%
7410 PUT INTERNATIONAL MONEY EXPRESS 600.0 $9K NEW $15.80
7411 CALL CACTUS INC 200.0 $9K NEW $47.37
7412 VFC V F CORP Consumer Cyclical 557.0 $9K -92K -99.4% $16.99 -0.1%
7413 PUT TALOS ENERGY INC 600.0 $9K +200.0 +50.0% $15.76
7414 ELECTROVAYA INC 1,207.0 $9K NEW $7.82
7415 FRANKLIN XRP TRUST 644.0 $9K +630.0 +4500.0% $14.59
7416 CALL QUICKLOGIC CORP 1,000.0 $9K -500.0 -33.3% $9.38
7417 CALL BRISTOW GROUP INC 200.0 $9K $46.89
7418 AN AUTONATION INC Consumer Cyclical 48.0 $9K -559.0 -92.1% $195.25 +5.4%
7419 CALL ACUSHNET HLDGS CORP 100.0 $9K -200.0 -66.7% $93.48
7420 YOLO ADVISORSHARES TR 3,554.0 $9K NEW $2.63 +1.5%
Page 371 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%