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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 370 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7381 CALL JANUS INTERNATIONAL GROUP IN 1,900.0 $10K NEW $5.15
7382 SILA SILA REALTY TRUST INC Real Estate 413.0 $10K -226.0 -35.4% $23.68 +28.2%
7383 PUT LADDER CAP CORP 1,000.0 $10K +900.0 +900.0% $9.77
7384 CALL OVID THERAPEUTICS INC 4,400.0 $10K -46K -91.4% $2.22
7385 PUT HYSTER-YALE INC 300.0 $10K -400.0 -57.1% $32.51
7386 CAMBRIA ETF TR 1,908.0 $10K NEW $5.11
7387 CION CION INVT CORP Financial Services 1,425.0 $10K +1K +356.7% $6.84 -10.7%
7388 OLP ONE LIBERTY PPTYS INC Real Estate 454.0 $10K -16.0 -3.4% $21.46 +17.6%
7389 L LOEWS CORP Financial Services 91.0 $10K NEW $106.74 +7.2%
7390 COWZ PACER FDS TR 155.0 $10K -384.0 -71.2% $62.55 +3.7%
7391 DFLV DIMENSIONAL ETF TRUST 271.0 $10K +255.0 +1593.8% $35.71 +11.9%
7392 CALL REGIONAL MGMT CORP 300.0 $10K NEW $32.25
7393 PUT NEOGENOMICS INC 1,300.0 $10K +1K +550.0% $7.42
7394 PUT LA Z BOY INC 300.0 $10K -700.0 -70.0% $32.14
7395 PUT SURO CAPITAL CORP 900.0 $10K $10.71
7396 CALL KINIKSA PHARMACEUTICALS INTL 200.0 $10K NEW $48.15
7397 CALL STEVANATO GROUP S P A 700.0 $10K NEW $13.75
7398 CALL BARK INC 19,000.0 $10K +2K +10.5% $0.51
7399 CALL OUTSET MED INC 2,500.0 $10K +1K +66.7% $3.84
7400 PUT ETF OPPORTUNITIES TRUST 1,800.0 $10K NEW $5.33
Page 370 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%