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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 37 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 CALL ARES MANAGEMENT CORPORATION 86,900.0 $9.5M 0.01% +32K +56.9% $109.10
722 CALL CENOVUS ENERGY INC 356,700.0 $9.5M 0.01% +22K +6.4% $26.53
723 PUT KIMBERLY-CLARK CORP 97,800.0 $9.4M 0.01% -120K -55.1% $96.47
724 CALL CADENCE DESIGN SYSTEM INC 33,900.0 $9.4M 0.01% +6K +20.2% $277.87
725 QQQ INVESCO QQQ TR Financial Services 16,296.0 $9.4M 0.01% NEW $577.18 +27.4%
726 PUT TAKE-TWO INTERACTIVE SOFTWAR 47,600.0 $9.4M 0.01% NEW $197.50
727 PUT DOLLAR TREE INC 85,700.0 $9.4M 0.01% -72K -45.8% $109.51
728 ESLT ELBIT SYS LTD Industrials 11,042.0 $9.4M 0.01% +10K +1246.6% $849.09 +4.7%
729 CALL THE CIGNA GROUP 35,100.0 $9.4M 0.01% +6K +20.6% $266.75
730 PUT UNDER ARMOUR INC 1,583,000.0 $9.3M 0.01% -74K -4.4% $5.90
731 PUT CANADIAN NAT RES LTD MED TER 191,800.0 $9.3M 0.01% -59K -23.4% $48.73
732 PUT PHILLIPS 66 51,100.0 $9.3M 0.01% -90K -63.9% $182.18
733 CALL XPENG INC 540,100.0 $9.2M 0.01% -1.4M -72.4% $17.11
734 CALL UNITED STS COMMODITY INDEX F 267,900.0 $9.2M 0.01% NEW $34.43
735 CALL POET TECHNOLOGIES INC 1,537,000.0 $9.1M 0.01% -117K -7.1% $5.94
736 CALL PLANET LABS PBC 326,300.0 $9.1M 0.01% -287K -46.8% $27.95
737 PUT CSX CORP 222,100.0 $9.1M 0.01% +23K +11.5% $41.05
738 PUT RIGETTI COMPUTING INC 645,800.0 $9.1M 0.01% -1.5M -70.5% $14.04
739 CALL AEROVIRONMENT INC 49,400.0 $9.0M 0.01% +24K +97.6% $183.05
740 PUT DATADOG INC 76,500.0 $9.0M 0.01% -107K -58.3% $118.05
Page 37 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%