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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 369 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7361 PUT KAYNE ANDERSON ENERGY INFRST 700.0 $10K NEW $14.28
7362 PUT CATHAY GEN BANCORP 200.0 $10K NEW $49.86
7363 LTH LIFE TIME GROUP HOLDINGS INC Consumer Cyclical 370.0 $10K NEW $26.94 +56.5%
7364 PUT FINANCE OF AMERICA COMPAN 600.0 $10K +400.0 +200.0% $16.60
7365 PUT AIRSHIP AI HLDGS INC 4,400.0 $10K -1K -24.1% $2.26
7366 CALL CONSOLIDATED WATER CO INC 300.0 $10K -2K -88.0% $33.12
7367 PUT MVB FINL CORP 400.0 $10K +300.0 +300.0% $24.83
7368 CALL ULTRAPAR PARTICIPACOES SA 1,800.0 $10K NEW $5.51
7369 DYAI DYADIC INTL INC DEL Healthcare 12,078.0 $10K +12K +10000.0% $0.82 +53.7%
7370 WDCX INVESTMENT MANAGERS SER TR I 364.0 $10K NEW $27.20 -18.5%
7371 VTSI VIRTRA INC Industrials 2,664.0 $10K +504.0 +23.3% $3.71 -16.4%
7372 PUT CORE & MAIN INC 200.0 $10K -2K -90.0% $49.40
7373 CALL MATERIALISE NV 2,000.0 $10K -300.0 -13.0% $4.94
7374 CALL BARINGS BDC INC 1,200.0 $10K +1K +500.0% $8.23
7375 MBUU MALIBU BOATS INC Consumer Cyclical 381.0 $10K +236.0 +162.8% $25.92 +8.7%
7376 CALL ARCBEST CORP 100.0 $10K -100.0 -50.0% $98.36
7377 PUT LEXICON PHARMACEUTICALS INC 6,300.0 $10K +2K +37.0% $1.56
7378 PUT PDF SOLUTIONS INC 300.0 $10K -400.0 -57.1% $32.71
7379 CALL AVANOS MED INC 700.0 $10K -700.0 -50.0% $14.01
7380 FIW FIRST TR EXCHANGE-TRADED FD 95.0 $10K -318.0 -77.0% $103.13 +5.0%
Page 369 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%