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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 368 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7341 LII LENNOX INTL INC Industrials 22.0 $10K +12.0 +120.0% $464.09 +17.2%
7342 SMA SMARTSTOP SELF STORAG REIT I Real Estate 337.0 $10K NEW $30.28 +13.2%
7343 CALL PROGYNY INC 600.0 $10K -2K -80.7% $16.98
7344 ICVT ISHARES TR 100.0 $10K NEW $101.79 +11.7%
7345 PUT RIDGEPOST CAP INC 1,400.0 $10K -9K -86.1% $7.26
7346 PMVP PMV PHARMACEUTICALS INC Healthcare 8,181.0 $10K -20K -70.6% $1.24 +8.1%
7347 PUT TURTLE BEACH CORP 1,000.0 $10K +700.0 +233.3% $10.14
7348 UGE PROSHARES TR 550.0 $10K NEW $18.43 +6.2%
7349 USG USCF ETF TR 274.0 $10K -5K -94.7% $36.94 -13.8%
7350 OBIO ORCHESTRA BIOMED HLDGS INC Healthcare 2,381.0 $10K NEW $4.25 -13.4%
7351 ANRO ALTO NEUROSCIENCE INC Healthcare 450.0 $10K NEW $22.48 +22.5%
7352 LFVN LIFEVANTAGE CORP Consumer Defensive 2,341.0 $10K +312.0 +15.4% $4.32 +43.5%
7353 MORT VANECK ETF TRUST 985.0 $10K +748.0 +315.6% $10.26 -2.2%
7354 PINE ALPINE INCOME PPTY TR INC Real Estate 558.0 $10K NEW $18.00 +20.8%
7355 FAN FIRST TR EXCHANGE-TRADED FD 406.0 $10K -456.0 -52.9% $24.74 -2.8%
7356 TAIL CAMBRIA ETF TR 857.0 $10K -1K -62.2% $11.71 -9.3%
7357 PUT EXCELERATE ENERGY INC 300.0 $10K NEW $33.42
7358 IAK ISHARES TR 78.0 $10K NEW $128.28 +13.9%
7359 PUT DOLE PLC 700.0 $10K +200.0 +40.0% $14.29
7360 PUT SOUTH BOW CORP 300.0 $10K $33.32
Page 368 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%