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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 367 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7321 SOLZ VOLATILITY SHS TR 1,255.0 $10K NEW $8.36 -9.8%
7322 EWV PROSHARES TR 465.0 $10K +366.0 +369.7% $22.53 -16.7%
7323 CALL THEMES ETF TR 600.0 $10K NEW $17.45
7324 PUT AVEPOINT INC 1,100.0 $10K +500.0 +83.3% $9.51
7325 HOOY TIDAL TRUST II 375.0 $10K -3K -88.7% $27.86 +2.3%
7326 TON STRATEGY CO 4,229.0 $10K -4K -45.6% $2.47
7327 CALL DORMAN PRODS INC 100.0 $10K -2K -95.8% $104.36
7328 PUT DORMAN PRODS INC 100.0 $10K $104.36
7329 FBK FB FINL CORP Financial Services 200.0 $10K NEW $51.94 +15.4%
7330 CALL UNITY BANCORP INC 200.0 $10K +100.0 +100.0% $51.83
7331 PUT TITAN INTL INC ILL 1,500.0 $10K $6.91
7332 PUT CHOICE HOTELS INTL INC 100.0 $10K -900.0 -90.0% $103.50
7333 PUT FIRST TR EXCH TRD ALPHDX FD 200.0 $10K NEW $51.49
7334 PUT UTZ BRANDS INC 1,300.0 $10K -25K -95.1% $7.92
7335 KSTR KRANESHARES TRUST 563.0 $10K NEW $18.28 +35.5%
7336 AGYS AGILYSYS INC Technology 144.0 $10K NEW $71.14 +50.0%
7337 CALL TRUPANION INC 400.0 $10K -2K -79.0% $25.61
7338 PUT SENSEONICS HLDGS INC 3,200.0 $10K -59K -94.9% $3.20
7339 SLDE SLIDE INS HLDGS INC Financial Services 568.0 $10K NEW $18.00 +13.9%
7340 HRTX HERON THERAPEUTICS INC Healthcare 12,774.0 $10K -102K -88.8% $0.80 -41.2%
Page 367 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%