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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 366 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7301 RAPP RAPPORT THERAPEUTICS INC Healthcare 344.0 $11K +317.0 +1174.1% $31.29 +36.2%
7302 CALL UNISYS CORP 5,200.0 $11K +2K +92.6% $2.07
7303 PUT PERMIAN BASIN RTY TR 500.0 $11K -31K -98.4% $21.52
7304 PUT DULUTH HLDGS INC 3,400.0 $11K NEW $3.16
7305 MLPX GLOBAL X FDS 145.0 $11K -363.0 -71.5% $73.94 +3.3%
7306 PUT HAYWARD HLDGS INC 800.0 $11K +100.0 +14.3% $13.38
7307 PUT AGENUS INC 3,200.0 $11K +3K +1500.0% $3.34
7308 PUT EAST WEST BANCORP INC 100.0 $11K NEW $106.76
7309 CALL LOEWS CORP 100.0 $11K -2K -95.7% $106.74
7310 ORGO ORGANOGENESIS HLDGS INC Healthcare 4,495.0 $11K -7K -61.3% $2.37 +10.6%
7311 PUT ORCHESTRA BIOMED HLDGS INC 2,500.0 $11K +800.0 +47.1% $4.25
7312 GILT GILAT SATELLITE NETWORKS LTD Technology 705.0 $11K NEW $15.02 -25.8%
7313 ORC ORCHID IS CAP INC Real Estate 1,504.0 $11K -15K -90.7% $7.03 -2.6%
7314 CALL KINDERCARE LEARNING COMPANIE 4,800.0 $11K NEW $2.20
7315 OIS OIL STS INTL INC Energy 906.0 $11K +862.0 +1959.1% $11.64 -27.6%
7316 DPST DIREXION SHARES ETF TRUST 109.0 $11K -30K -99.6% $96.64 +55.6%
7317 PUT HAGERTY INC 1,000.0 $11K -600.0 -37.5% $10.53
7318 PUT INVIVYD INC 8,100.0 $11K -48K -85.6% $1.30
7319 PUT TIC SOLUTIONS INC 1,600.0 $11K -4K -71.9% $6.58
7320 FFIN FIRST FINL BANKSHARES INC Financial Services 357.0 $11K -263.0 -42.4% $29.45 +19.9%
Page 366 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%