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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 365 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7281 CALL COLUMBIA SPORTSWEAR CO 200.0 $11K -900.0 -81.8% $54.81
7282 PUT SCULLY ROYALTY LTD 1,400.0 $11K NEW $7.82
7283 PUT SARATOGA INVT CORP 500.0 $11K -6K -92.5% $21.87
7284 PUT GENTEX CORP 500.0 $11K +400.0 +400.0% $21.85
7285 CALL SHOE CARNIVAL INC 700.0 $11K -1K -61.1% $15.59
7286 PUT GARRETT MOTION INC 600.0 $11K NEW $18.17
7287 ETF OPPORTUNITIES TRUST 714.0 $11K NEW $15.23
7288 CASTOR MARITIME INC 5,878.0 $11K +3K +122.4% $1.85
7289 PUT TRANSFORCE INC 100.0 $11K $108.63
7290 PUT AMPLIFY COMMODITY TRUST 200.0 $11K NEW $54.23
7291 CALL KAMADA LTD 1,300.0 $11K +600.0 +85.7% $8.34
7292 PUT ASE TECHNOLOGY HLDG CO LTD 500.0 $11K +100.0 +25.0% $21.68
7293 PUT PERSONALIS INC 1,700.0 $11K +400.0 +30.8% $6.37
7294 PUT RMR GROUP INC 700.0 $11K -500.0 -41.7% $15.47
7295 CALL ALX ONCOLOGY HLDGS INC 5,400.0 $11K -3K -32.5% $2.00
7296 PUT MARINEMAX INC 400.0 $11K -400.0 -50.0% $27.06
7297 CALL FEDERAL SIGNAL CORP 100.0 $11K NEW $108.14
7298 CALL COMPANIA DE MINAS BUENAVENTU 300.0 $11K NEW $36.04
7299 PUT GAIA INC NEW 3,900.0 $11K NEW $2.77
7300 PUT FATE THERAPEUTICS INC 9,000.0 $11K +3K +52.5% $1.20
Page 365 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%