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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 364 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7261 CMRE COSTAMARE INC Industrials 661.0 $11K -29K -97.8% $16.90 -12.8%
7262 CALL FORTIS INC 200.0 $11K -400.0 -66.7% $55.79
7263 ACIW ACI WORLDWIDE INC Technology 272.0 $11K -206.0 -43.1% $41.01 +41.6%
7264 CALL FINGERMOTION INC 11,200.0 $11K -66K -85.5% $0.99
7265 KBWD INVESCO EXCH TRADED FD TR II 888.0 $11K NEW $12.54 +0.0%
7266 PUT PATRICK INDS INC 100.0 $11K NEW $111.07
7267 CALL FOMENTO ECONOMICO MEXICANO S 100.0 $11K NEW $111.06
7268 PUT PROKIDNEY CORP 6,200.0 $11K -145K -95.9% $1.79
7269 VTS VITESSE ENERGY INC Energy 611.0 $11K -3K -83.9% $18.16 -12.4%
7270 SHOO MADDEN STEVEN LTD Consumer Cyclical 327.0 $11K NEW $33.92 +28.0%
7271 PBT PERMIAN BASIN RTY TR Energy 515.0 $11K -59K -99.1% $21.52 +32.0%
7272 CALL KBR INC 300.0 $11K -300.0 -50.0% $36.86
7273 CALL COTY INC 5,500.0 $11K -42K -88.5% $2.01
7274 CALL AMERICAN ASSETS TR INC 600.0 $11K +500.0 +500.0% $18.41
7275 PUT WESTLAKE CHEM PARTNERS LP 500.0 $11K -700.0 -58.3% $22.09
7276 TSLZ ETF OPPORTUNITIES TRUST 694.0 $11K +603.0 +662.6% $15.88 -22.2%
7277 PUT CARETRUST REIT INC 300.0 $11K -500.0 -62.5% $36.65
7278 CALL ARTIVION INC 300.0 $11K -200.0 -40.0% $36.62
7279 CXDO CREXENDO INC Communication Services 1,778.0 $11K -443.0 -19.9% $6.17 +24.2%
7280 WW INTL INC 798.0 $11K -13K -94.2% $13.74
Page 364 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%