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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 363 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7241 CCLD CARECLOUD INC Healthcare 3,147.0 $11K -9K -74.5% $3.65 -36.4%
7242 CALL REX ETF TR 1,100.0 $11K +500.0 +83.3% $10.44
7243 PUT LAKELAND FINL CORP 200.0 $11K NEW $57.38
7244 CALL IPG PHOTONICS CORP 100.0 $11K $114.59
7245 CURE DIREXION SHARES ETF TRUST 125.0 $11K -227.0 -64.5% $91.57 +26.7%
7246 TECH BIO-TECHNE CORP Healthcare 219.0 $11K NEW $52.26 +38.0%
7247 CALL BKV CORP 400.0 $11K $28.52
7248 CALL ISPIRE TECHNOLOGY INC 6,200.0 $11K +6K +6100.0% $1.84
7249 PUT OBSIDIAN ENERGY LTD 1,200.0 $11K $9.47
7250 PUT SCHRODINGER INC 1,000.0 $11K -800.0 -44.4% $11.36
7251 PUT DROPBOX INC 500.0 $11K -63K -99.2% $22.72
7252 CALL VERIS RESIDENTIAL INC 600.0 $11K -400.0 -40.0% $18.87
7253 GOOD GLADSTONE COMMERCIAL CORP Real Estate 988.0 $11K -774.0 -43.9% $11.43 +14.6%
7254 AAT AMERICAN ASSETS TR INC Real Estate 613.0 $11K NEW $18.41 +38.6%
7255 PUT KILROY REALTY CORP 400.0 $11K -300.0 -42.9% $28.21
7256 CALL ENHABIT INC 800.0 $11K NEW $14.09
7257 CALL INGREDION INC 100.0 $11K -100.0 -50.0% $112.66
7258 PUT LANDS END INC NEW 1,000.0 $11K NEW $11.24
7259 PUT SILICON MOTION TECHNOLOGY CO 100.0 $11K NEW $112.29
7260 CHGG CHEGG INC Consumer Defensive 15,117.0 $11K +7K +91.5% $0.74 +10.1%
Page 363 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%