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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 361 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7201 DCGO DOCGO INC Healthcare 18,951.0 $12K +15K +385.4% $0.63 +3.5%
7202 CXM SPRINKLR INC Technology 1,983.0 $12K NEW $6.00 -2.8%
7203 BIOATLA INC 73,901.0 $12K -46K -38.6% $0.16
7204 ACVA ACV AUCTIONS INC Consumer Cyclical 2,805.0 $12K -227K -98.8% $4.24 +75.7%
7205 PUT PRESTIGE CONSMR HEALTHCARE I 200.0 $12K NEW $59.27
7206 PUT ELLINGTON FINANCIAL INC 1,000.0 $12K -200.0 -16.7% $11.85
7207 XSHD INVESCO EXCH TRADED FD TR II 903.0 $12K NEW $13.12 +11.8%
7208 TRN TRINITY INDS INC Industrials 368.0 $12K -2K -84.8% $32.18 +13.3%
7209 EPC EDGEWELL PERSONAL CARE CO Consumer Defensive 554.0 $12K -807.0 -59.3% $21.34 +39.0%
7210 UTSL DIREXION SHARES ETF TRUST 243.0 $12K NEW $48.65 -7.9%
7211 CALL NOVANTA INC 100.0 $12K NEW $118.11
7212 AIVL WISDOMTREE TR 102.0 $12K NEW $115.71 +13.8%
7213 CALL MECHANICS BANCORP 800.0 $12K NEW $14.75
7214 SMCX TIDAL TRUST II 1,380.0 $12K NEW $8.54 -31.5%
7215 CALL FIRST FINL BANKSHARES INC 400.0 $12K NEW $29.45
7216 PUT PROFRAC HLDG CORP 1,900.0 $12K -800.0 -29.6% $6.20
7217 PUT STRATEGY SHS 400.0 $12K NEW $29.45
7218 PUT COMMUNITY HEALTH SYS INC NEW 4,000.0 $12K NEW $2.94
7219 PUT BOBS DISC FURNITURE INC 1,000.0 $12K NEW $11.75
7220 SSYS STRATASYS LTD Technology 1,503.0 $12K -3K -69.3% $7.81 +4.2%
Page 361 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%