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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 360 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7181 CALL STAR HLDGS 1,600.0 $12K -2K -55.6% $7.57
7182 PGF INVESCO EXCHANGE TRADED FD T 878.0 $12K NEW $13.76 -0.1%
7183 PUT ESSENTIAL UTILS INC 300.0 $12K -500.0 -62.5% $40.27
7184 PROK PROKIDNEY CORP Healthcare 6,741.0 $12K -79K -92.2% $1.79 -9.5%
7185 CALL KAISER ALUMINIUM CORPORATION 100.0 $12K NEW $120.51
7186 PUT KAISER ALUMINIUM CORPORATION 100.0 $12K -600.0 -85.7% $120.51
7187 CALL CARLYLE SECURED LENDING INC 1,100.0 $12K -4K -79.6% $10.94
7188 NPO ENPRO INC Industrials 48.0 $12K NEW $250.65 +28.7%
7189 PUT GILAT SATELLITE NETWORKS LTD 800.0 $12K NEW $15.02
7190 PUT UDEMY INC 2,600.0 $12K +1K +73.3% $4.62
7191 USNA USANA HEALTH SCIENCES INC Consumer Defensive 687.0 $12K +21.0 +3.1% $17.47 +24.9%
7192 PUT SOLID POWER INC 4,000.0 $12K -50K -92.6% $3.00
7193 PUT SPRINKLR INC 2,000.0 $12K -3K -57.5% $6.00
7194 TIDAL TRUST II 239.0 $12K -23.0 -8.8% $50.18
7195 CALL GRANITE CONSTR INC 100.0 $12K NEW $119.88
7196 CALL IBOTTA INC 400.0 $12K -2K -84.6% $29.97
7197 CALL VIEMED HEALTHCARE INC 1,300.0 $12K +1K +1200.0% $9.21
7198 NTST NETSTREIT CORP Real Estate 635.0 $12K NEW $18.83 +18.2%
7199 ETF OPPORTUNITIES TRUST 791.0 $12K +505.0 +176.6% $15.11
7200 PUT SEMRUSH HLDGS INC 1,000.0 $12K NEW $11.94
Page 360 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%