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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 358 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7141 PUT FLUX PWR HLDGS INC 11,900.0 $13K +12K +5850.0% $1.07
7142 STCE SCHWAB STRATEGIC TR 244.0 $13K NEW $51.98 +18.8%
7143 CALL WIMI HOLOGRAM CLOUD INC 6,600.0 $13K +3K +69.2% $1.92
7144 PUT SYLVAMO CORP 300.0 $13K $42.24
7145 EXI ISHARES TR 70.0 $13K NEW $181.00 +7.7%
7146 PUT CVR PARTNERS LP/CVR NITROGEN 100.0 $13K -100.0 -50.0% $126.67
7147 PRTA PROTHENA CORP PLC Healthcare 1,303.0 $13K -624.0 -32.4% $9.72 -10.9%
7148 PUT BROOKFIELD BUSINESS CORP 400.0 $13K NEW $31.64
7149 VSGX VANGUARD WORLD FD 176.0 $13K NEW $71.73 +10.6%
7150 PUT ALLEGRO MICROSYSTEMS INC 400.0 $13K -5K -92.2% $31.53
7151 CALL ALPINE INCOME PPTY TR INC 700.0 $13K +300.0 +75.0% $18.00
7152 CALL UPLAND SOFTWARE INC 18,900.0 $13K -700.0 -3.6% $0.67
7153 CALL RENAISSANCE CAP GREENWICH FD 300.0 $13K NEW $41.88
7154 AVGX TIDAL TRUST II 358.0 $13K -5K -93.4% $34.99 +26.5%
7155 CALL PSQ HOLDINGS INC 23,600.0 $13K -17K -42.2% $0.53
7156 CALL ADAPTIVE BIOTECHNOLOGIES COR 900.0 $12K NEW $13.88
7157 PUT NEXTDOOR HOLDINGS INC 8,900.0 $12K -20K -69.6% $1.40
7158 PUT PATTERN GROUP INC 1,000.0 $12K -3K -72.2% $12.43
7159 BTAL AGF INVTS TR 890.0 $12K -908.0 -50.5% $13.96 -13.2%
7160 PUT QUAKER HOUGHTON 100.0 $12K NEW $124.23
Page 358 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%