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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 357 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7121 AOUT AMERICAN OUTDOOR BRANDS INC Consumer Cyclical 1,387.0 $13K +613.0 +79.2% $9.34 +48.7%
7122 PUT FORTE BIOSCIENCES INC 500.0 $13K -21K -97.7% $25.90
7123 NHC NATIONAL HEALTHCARE CORP Healthcare 81.0 $13K -267.0 -76.7% $159.69 +42.9%
7124 KRYS KRYSTAL BIOTECH INC Healthcare 50.0 $13K -243.0 -82.9% $258.32 +37.4%
7125 PUT ICU MED INC 100.0 $13K NEW $129.15
7126 PUT ISHARES S&P GSCI COMMODITY- 400.0 $13K NEW $32.25
7127 PUT NELNET INC 100.0 $13K NEW $128.96
7128 CALL PENNANTPARK FLOATING RATE CA 1,600.0 $13K NEW $8.04
7129 PUT HELIX ENERGY SOLUTIONS GRP I 1,300.0 $13K NEW $9.89
7130 FBT FIRST TR EXCHANGE-TRADED FD 64.0 $13K -14.0 -17.9% $200.81 +23.7%
7131 CALL BOSTON OMAHA CORP 1,100.0 $13K -700.0 -38.9% $11.68
7132 CALL IDAHO STRATEGIC RESOURCES 400.0 $13K -13K -97.1% $32.12
7133 PUT SLM CORP 600.0 $13K -52K -98.8% $21.41
7134 CALL INTAPP INC 500.0 $13K -5K -91.5% $25.69
7135 RGTX TIDAL TRUST II 873.0 $13K NEW $14.71 -36.4%
7136 PUT DISC MEDICINE INC 200.0 $13K -1K -85.7% $63.94
7137 ARKW ARK ETF TR 106.0 $13K -513.0 -82.9% $120.60 +17.5%
7138 WBS WEBSTER FINL CORP Financial Services 184.0 $13K +80.0 +76.9% $69.42 +9.5%
7139 CALL DYNEX CAP INC 1,000.0 $13K NEW $12.76
7140 CALL HURON CONSULTING GROUP INC 100.0 $13K NEW $127.49
Page 357 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%