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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 356 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7101 PMCB PHARMACYTE BIOTECH INC Healthcare 19,940.0 $13K -6K -22.8% $0.67 -4.8%
7102 PUT CADIZ INC 2,700.0 $13K -29K -91.4% $4.91
7103 WORLD FDS TR 2,229.0 $13K -739.0 -24.9% $5.94
7104 CALL NAVAN INC 1,000.0 $13K +900.0 +900.0% $13.24
7105 CALL BLACK DIAMOND THERAPEUTICS I 6,200.0 $13K NEW $2.13
7106 PUT MNTN INC 1,500.0 $13K -3K -63.4% $8.80
7107 CALL SPRINKLR INC 2,200.0 $13K -62K -96.5% $6.00
7108 PUT NOV INC 700.0 $13K -30K -97.7% $18.81
7109 CALL QUIDELORTHO CORP 800.0 $13K -11K -93.4% $16.43
7110 PUT ORGANIGRAM GLOBAL INC 9,800.0 $13K +10K +4800.0% $1.34
7111 BARK INC 25,899.0 $13K +3K +15.4% $0.51
7112 CALL RIMINI STR INC DEL 4,000.0 $13K -52K -92.9% $3.28
7113 CALL VICTORY CAP HLDGS INC DEL 200.0 $13K -100.0 -33.3% $65.48
7114 CALL YALLA GROUP LTD 2,100.0 $13K +700.0 +50.0% $6.23
7115 CAN CANAAN INC Technology 30,237.0 $13K -87K -74.2% $0.43 -37.4%
7116 CALL IT TECH PACKAGING INC 71,500.0 $13K +23K +47.4% $0.18
7117 PUT CARS COM INC 1,600.0 $13K -45K -96.5% $8.12
7118 AIRR FIRST TR EXCHANGE TRADED FD 117.0 $13K NEW $110.78 +9.3%
7119 CALL MALIBU BOATS INC 500.0 $13K NEW $25.92
7120 CALL SUNOPTA INC 2,000.0 $13K NEW $6.48
Page 356 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%