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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 355 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
7081 IZRL ARK ETF TR 504.0 $14K +456.0 +950.0% $26.92 +12.2%
7082 PUT GATES INDL CORP PLC 600.0 $14K -3K -82.9% $22.61
7083 PUT PROFICIENT AUTO LOGISTICS IN 2,000.0 $14K NEW $6.78
7084 CALL BANKUNITED INC 300.0 $14K NEW $45.16
7085 PUT BANKUNITED INC 300.0 $14K +100.0 +50.0% $45.16
7086 PUT COSTAMARE INC 800.0 $14K -12K -93.9% $16.90
7087 PUT INSPERITY INC 500.0 $14K +100.0 +25.0% $27.04
7088 CALL SOUND GROUP INC 800.0 $14K -900.0 -52.9% $16.88
7089 CALL NOVA MINERALS LTD 2,300.0 $14K NEW $5.87
7090 BWET AMPLIFY COMMODITY TRUST Financial Services 137.0 $13K NEW $98.50 +134.5%
7091 CALL NORTH AMERN CONSTR GROUP LTD 1,000.0 $13K NEW $13.48
7092 CALL F N B CORP 800.0 $13K -17K -95.6% $16.72
7093 PFIX SIMPLIFY EXCHANGE TRADED FUN 289.0 $13K NEW $46.23 +1.2%
7094 MSTW ROUNDHILL ETF TRUST 2,131.0 $13K +140.0 +7.0% $6.26 -45.8%
7095 WERN WERNER ENTERPRISES INC Industrials 453.0 $13K -3.0 -0.7% $29.41 +55.5%
7096 CALL AVEPOINT INC 1,400.0 $13K -8K -84.8% $9.51
7097 PUT OCULIS HOLDING AG 500.0 $13K NEW $26.59
7098 CALL KIRBY CORP 100.0 $13K -4K -97.6% $132.88
7099 TILE INTERFACE INC Consumer Cyclical 533.0 $13K NEW $24.92 +32.4%
7100 CALL LIVERAMP HLDGS INC 500.0 $13K +400.0 +400.0% $26.52
Page 355 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%