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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 350 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6981 CALL AMERICA MOVIL SAB DE CV 600.0 $15K -2K -72.7% $25.48
6982 WSO WATSCO INC Industrials 42.0 $15K -729.0 -94.5% $363.79 +1.9%
6983 WLY WILEY JOHN & SONS INC Communication Services 401.0 $15K NEW $38.10 +31.2%
6984 BYRN BYRNA TECHNOLOGIES INC Industrials 1,661.0 $15K NEW $9.18 -65.4%
6985 HACK AMPLIFY ETF TR 203.0 $15K -332.0 -62.1% $75.09 +46.6%
6986 ROM PROSHARES TR 194.0 $15K NEW $78.40 +67.0%
6987 ON24 INC 1,875.0 $15K NEW $8.10
6988 WSBF WATERSTONE FINL INC MD Financial Services 842.0 $15K -1K -63.5% $18.03 +7.9%
6989 BCC BOISE CASCADE CO DEL Basic Materials 200.0 $15K -297.0 -59.8% $75.84 +0.1%
6990 CALL THIRD COAST BANCSHARES INC 400.0 $15K NEW $37.83
6991 PUT LIFEVANTAGE CORP 3,500.0 $15K -100.0 -2.8% $4.32
6992 CALL DXC TECHNOLOGY CO 1,200.0 $15K +200.0 +20.0% $12.57
6993 PUT F N B CORP 900.0 $15K -100.0 -10.0% $16.72
6994 CALL ZAI LAB LTD 800.0 $15K -6K -88.7% $18.81
6995 PUT NMI HLDGS INC 400.0 $15K +300.0 +300.0% $37.51
6996 CNXT VANECK ETF TRUST 329.0 $15K -232.0 -41.4% $45.45 +7.3%
6997 CALL MBX BIOSCIENCES INC 500.0 $15K -5K -90.6% $29.85
6998 CALL HORIZON BANCORP IND 900.0 $15K $16.57
6999 ASO ACADEMY SPORTS & OUTDOORS IN Consumer Cyclical 264.0 $15K NEW $56.45 -15.3%
7000 PUT NATWEST GROUP PLC 1,000.0 $15K NEW $14.90
Page 350 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%