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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 35 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 CALL TOWER SEMICONDUCTOR LTD 59,400.0 $10.4M 0.01% +9K +18.1% $175.48
682 CALL LINDE PLC 21,000.0 $10.4M 0.01% -31K -59.5% $495.76
683 PUT SEA LTD 125,300.0 $10.4M 0.01% -74K -37.0% $82.81
684 CALL LYONDELLBASELL INDUSTRIES NV 128,400.0 $10.3M 0.01% -39K -23.4% $80.56
685 CALL EQUINOX GOLD CORP 714,400.0 $10.3M 0.01% +315K +79.0% $14.46
686 CALL BROOKFIELD CORP 268,900.0 $10.3M 0.01% +60K +28.5% $38.14
687 PUT BOSTON SCIENTIFIC CORP 163,200.0 $10.2M 0.01% -167K -50.6% $62.75
688 CALL CHEWY INC 378,800.0 $10.2M 0.01% +64K +20.2% $27.00
689 PUT LAS VEGAS SANDS CORP 189,700.0 $10.2M 0.01% -215K -53.1% $53.88
690 CALL JOHNSON CONTROLS INTERNATION 78,000.0 $10.2M 0.01% -14K -15.3% $130.95
691 CALL EOS ENERGY ENTERPRISES INC 2,057,600.0 $10.2M 0.01% -62K -2.9% $4.96
692 CALL APPLIED OPTOELECTRONICS INC 120,500.0 $10.2M 0.01% +42K +54.3% $84.59
693 PUT US BANCORP 195,300.0 $10.2M 0.01% -204K -51.1% $52.01
694 NOW SERVICENOW INC Technology 96,638.0 $10.1M 0.01% +53K +123.8% $104.55 +5.3%
695 AAPL APPLE INC Technology 39,784.0 $10.1M 0.01% -669K -94.4% $253.79 +22.3%
696 CALL IMMUNITYBIO INC 1,315,300.0 $10.1M 0.01% +881K +203.1% $7.67
697 ALAB ASTERA LABS INC Technology 91,866.0 $10.1M 0.01% NEW $109.60 +214.9%
698 CALL ENBRIDGE INC 185,400.0 $10.0M 0.01% +98K +113.1% $54.14
699 PUT SPDR INDEX SHS FDS 161,000.0 $10.0M 0.01% -45K -21.8% $62.09
700 PUT TEVA PHARMACEUTICAL INDS LTD 330,900.0 $10.0M 0.01% NEW $30.12
Page 35 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%