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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 346 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6901 PUT GALIANO GOLD INC 6,700.0 $17K -5K -43.7% $2.51
6902 POWI POWER INTEGRATIONS INC Technology 328.0 $17K -6K -95.2% $51.20 +45.9%
6903 PUT ATOMERA INC 4,400.0 $17K -6K -57.7% $3.81
6904 PUT AGF INVTS TR 1,200.0 $17K $13.96
6905 SCHP SCHWAB STRATEGIC TR 629.0 $17K NEW $26.61 -1.7%
6906 PUT TANGO THERAPEUTICS INC 800.0 $17K +400.0 +100.0% $20.92
6907 CALL 1ST FINL BANCORP 600.0 $17K +200.0 +50.0% $27.88
6908 PUT U S GOLD CORP 1,100.0 $17K -26K -95.9% $15.19
6909 CALL SPS COMM INC 300.0 $17K +200.0 +200.0% $55.67
6910 PUT ELME COMMUNITIES 8,300.0 $17K $2.01
6911 PUT ASHLAND INC 300.0 $17K -8K -96.4% $55.61
6912 PUT DNOW INC 1,400.0 $17K NEW $11.91
6913 PUT KYMERA THERAPEUTICS INC 200.0 $17K $83.29
6914 CALL OPAL FUELS INC 6,600.0 $17K NEW $2.52
6915 PUT BGC GROUP INC 1,700.0 $17K +100.0 +6.2% $9.78
6916 CALL OPORTUN FINL CORP 3,600.0 $17K +3K +500.0% $4.61
6917 JELD JELD-WEN HLDG INC Industrials 13,383.0 $17K -16K -54.5% $1.24 -4.8%
6918 XHE SPDR SERIES TRUST 212.0 $17K NEW $78.24 +10.8%
6919 CALL INVESCO EXCHANGE TRADED FD T 400.0 $17K NEW $41.45
6920 PUT STARFIGHTERS SPACE INC 2,800.0 $17K -7K -72.3% $5.92
Page 346 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%