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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 344 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6861 CALL SAVARA INC 3,300.0 $18K +1K +65.0% $5.46
6862 CALL NEWMARK GROUP INC 1,200.0 $18K +900.0 +300.0% $14.99
6863 BFLY BUTTERFLY NETWORK INC Healthcare 4,445.0 $18K -31K -87.5% $4.04 +68.8%
6864 CALL HUTCHMED CHINA LTD 1,200.0 $18K +200.0 +20.0% $14.96
6865 CALL CECO ENVIRONMENTAL CORP 300.0 $18K +100.0 +50.0% $59.58
6866 CALL OPPENHEIMER HLDGS INC 200.0 $18K +100.0 +100.0% $89.19
6867 PUT NETSKOPE INC 2,100.0 $18K -3K -58.8% $8.49
6868 CALL GRAYSCALE FUNDS TRUST 700.0 $18K $25.46
6869 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 423.0 $18K -2K -81.1% $42.09 +8.6%
6870 CALL EQUITY RESIDENTIAL 300.0 $18K +100.0 +50.0% $59.15
6871 PUT AMPLITUDE INC 2,600.0 $18K +1K +62.5% $6.82
6872 PUT PAMPA ENERGIA SA 200.0 $18K -9K -97.9% $88.50
6873 CALL FRONTIER GROUP HLDGS INC 5,000.0 $18K -128K -96.2% $3.53
6874 PUT RISKIFIED LTD 4,500.0 $18K +2K +125.0% $3.92
6875 PUT MEREO BIOPHARMA GROUP PLC 53,400.0 $18K -533K -90.9% $0.33
6876 PUT EASTERN BANKSHARES INC 900.0 $18K +600.0 +200.0% $19.56
6877 PSTL POSTAL REALTY TRUST INC Real Estate 947.0 $18K NEW $18.56 +29.7%
6878 AMZZ GRANITESHARES ETF TR 718.0 $18K NEW $24.47 +34.7%
6879 PUT QUALYS INC 200.0 $18K $87.85
6880 PUT SES AI CORPORATION 18,200.0 $18K -21K -53.5% $0.96
Page 344 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%