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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 343 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6841 NBBK NB BANCORP INC Financial Services 877.0 $18K NEW $21.07 -0.1%
6842 PUT CARDIFF ONCOLOGY INC 11,400.0 $18K +11K +2180.0% $1.62
6843 NXTG FIRST TR EXCHANGE-TRADED FD 165.0 $18K NEW $111.92 +31.2%
6844 CALL MASTERCRAFT BOAT HLDGS INC 900.0 $18K +200.0 +28.6% $20.51
6845 PUT FRANKLIN ELEC INC 200.0 $18K -400.0 -66.7% $92.17
6846 PUT CADRE HLDGS INC 600.0 $18K +400.0 +200.0% $30.68
6847 PUT OLLIES BARGAIN OUTLET HLDGS 200.0 $18K -6K -97.0% $92.04
6848 CALL ACTINIUM PHARMACEUTICALS INC 18,400.0 $18K NEW $0.99
6849 PUT FRANKLIN STR PPTYS CORP 27,500.0 $18K +27K +10000.0% $0.67
6850 PUT EXLSERVICE HLDGS INC 600.0 $18K +500.0 +500.0% $30.45
6851 CALL CARRIAGE SVCS INC 400.0 $18K +200.0 +100.0% $45.66
6852 TSYY GRANITESHARES ETF TR 5,256.0 $18K -2K -31.6% $3.47 +517.3%
6853 CALL FIRST TR EXCHNG TRADED FD VI 1,100.0 $18K NEW $16.57
6854 ACIU AC IMMUNE SA Healthcare 6,620.0 $18K NEW $2.75 -16.4%
6855 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 2,151.0 $18K -352K -99.4% $8.45 +9.5%
6856 CALL SPIRE INC 200.0 $18K -1K -83.3% $90.54
6857 SITE SITEONE LANDSCAPE SUPPLY INC Industrials 136.0 $18K NEW $133.10 -23.5%
6858 CALL TETRA TECH INC NEW 600.0 $18K -6K -90.3% $30.12
6859 SAB BIOTHERAPEUTICS INC 4,713.0 $18K NEW $3.83
6860 EHAB ENHABIT INC Healthcare 1,281.0 $18K -7K -84.2% $14.09 -2.1%
Page 343 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%