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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 342 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6821 CALL GOLD RESOURCE CORP 15,800.0 $19K -82K -83.8% $1.20
6822 PUT IDEX CORP 100.0 $19K NEW $189.55
6823 PUT RENTOKIL INITIAL PLC 600.0 $19K NEW $31.48
6824 PUT NET POWER INC 12,100.0 $19K -300.0 -2.4% $1.56
6825 SITE CTRS CORP 3,495.0 $19K NEW $5.40
6826 PLTU DIREXION SHARES ETF TRUST 423.0 $19K -370.0 -46.7% $44.49 -28.0%
6827 AAXJ ISHARES TR 195.0 $19K +153.0 +364.3% $96.29 +18.0%
6828 CALL REGAL REXNORD CORPORATION 100.0 $19K $187.26
6829 HOOG THEMES ETF TR 1,093.0 $19K -87.0 -7.4% $17.12 +89.9%
6830 PUT PHILLIPS EDISON & CO INC 500.0 $19K $37.42
6831 PUT GREAT LAKES DREDGE & DOCK CO 1,100.0 $19K NEW $17.00
6832 PUT CHURCH & DWIGHT CO INC 200.0 $19K -7K -97.3% $93.32
6833 PUT ULTRA CLEAN HLDGS INC 300.0 $19K $62.18
6834 CALL AXCELIS TECHNOLOGIES INC 200.0 $19K -900.0 -81.8% $93.08
6835 CALL FRANKLIN TEMPLETON ETF TR 700.0 $19K +400.0 +133.3% $26.56
6836 ETD ETHAN ALLEN INTERIORS INC Consumer Cyclical 835.0 $19K +565.0 +209.3% $22.26 +2.7%
6837 PUT POSTAL REALTY TRUST INC 1,000.0 $19K +300.0 +42.9% $18.56
6838 JAKK JAKKS PAC INC Consumer Cyclical 930.0 $19K -4K -79.2% $19.92 +22.5%
6839 CALL BANCO DE CHILE 500.0 $19K -7K -93.6% $37.04
6840 CALL WEAVE COMMUNICATIONS INC 4,000.0 $18K +1K +48.1% $4.62
Page 342 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%