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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 341 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6801 CALL ONITY GROUP INC 500.0 $20K -6K -92.4% $39.27
6802 DCTH DELCATH SYS INC Healthcare 2,107.0 $20K -11K -84.1% $9.28 +38.0%
6803 BJRI BJS RESTAURANTS INC Consumer Cyclical 556.0 $20K NEW $35.10 +93.5%
6804 CALL SENSUS HEALTHCARE INC 4,900.0 $20K +3K +172.2% $3.98
6805 OFFERPAD SOLUTIONS INC 29,633.0 $19K NEW $0.66
6806 WGS GENEDX HOLDINGS CORP Healthcare 302.0 $19K NEW $64.22 -5.6%
6807 CALL WHITESTONE REIT 1,200.0 $19K -700.0 -36.8% $16.15
6808 PUT ESAB CORPORATION 200.0 $19K NEW $96.66
6809 PRECISION BIOSCIENCES INC 3,512.0 $19K +99.0 +2.9% $5.50
6810 CALL BLACKBAUD INC 500.0 $19K NEW $38.61
6811 CHE CHEMED CORP NEW Healthcare 51.0 $19K NEW $377.73 +33.5%
6812 EXFY EXPENSIFY INC Technology 22,133.0 $19K +9K +67.2% $0.87 +104.6%
6813 PUT WHITEHORSE FIN INC 2,600.0 $19K +1K +73.3% $7.40
6814 CALL WW INTL INC 1,400.0 $19K -132K -99.0% $13.74
6815 CALL RUNWAY GROWTH FINANCE CORP 2,800.0 $19K $6.87
6816 CALL PARK AEROSPACE CORP 700.0 $19K $27.38
6817 CALL PRELUDE THERAPEUTICS INC 5,600.0 $19K -800.0 -12.5% $3.42
6818 TRX GOLD CORPORATION 12,745.0 $19K NEW $1.50
6819 PUT KRONOS WORLDWIDE INC 2,900.0 $19K +2K +383.3% $6.57
6820 PUT LINDBLAD EXPEDITIONS HLDGS I 1,100.0 $19K NEW $17.30
Page 341 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%