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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 339 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6761 GUNR FLEXSHARES TR 370.0 $20K NEW $55.16 -6.5%
6762 STIM NEURONETICS INC Healthcare 14,073.0 $20K -29K -67.3% $1.45 +29.7%
6763 IPSC CENTURY THERAPEUTICS INC Healthcare 9,028.0 $20K +7K +276.6% $2.26 -0.9%
6764 PUT KINGSTONE COS INC 1,400.0 $20K +1K +600.0% $14.57
6765 CALL WD 40 CO 100.0 $20K $203.94
6766 PUT WD 40 CO 100.0 $20K -25K -99.6% $203.94
6767 BARNES & NOBLE ED INC 2,307.0 $20K -7K -74.9% $8.83
6768 PUT EQUIPMENTSHARE COM INC 1,000.0 $20K NEW $20.37
6769 PUT GALECTIN THERAPEUTICS INC 7,300.0 $20K +1K +21.7% $2.79
6770 PUT PAYMENTUS HOLDINGS INC 800.0 $20K +700.0 +700.0% $25.40
6771 CALL ISHARES U S ETF TR 600.0 $20K +200.0 +50.0% $33.81
6772 PUT ACHIEVE LIFE SCIENCE INC 6,900.0 $20K +6K +762.5% $2.94
6773 NGVC NATURAL GROCERS BY VITAMIN Consumer Defensive 784.0 $20K NEW $25.85 +20.1%
6774 PUT PLEXUS CORP 100.0 $20K $202.54
6775 BEEM BEAM GLOBAL Energy 13,754.0 $20K NEW $1.47 -26.5%
6776 PUT MISTER CAR WASH INC 2,900.0 $20K +1K +52.6% $6.97
6777 BIOX BIOCERES CROP SOLUTIONS CORP Basic Materials 45,386.0 $20K NEW $0.45 -21.8%
6778 PGNY PROGYNY INC Healthcare 1,188.0 $20K -5K -82.1% $16.98 +89.9%
6779 XT ISHARES TR 296.0 $20K +33.0 +12.6% $68.15 +18.3%
6780 CALL BTCS INC 14,500.0 $20K -107K -88.1% $1.39
Page 339 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%