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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 334 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6661 DBMF LITMAN GREGORY FDS TR 759.0 $23K +296.0 +63.9% $30.15 +3.9%
6662 CMTL COMTECH TELECOMMUNICATIONS C Technology 6,890.0 $23K NEW $3.32 -47.9%
6663 KWR QUAKER HOUGHTON Basic Materials 184.0 $23K NEW $124.23 +21.5%
6664 UTZ UTZ BRANDS INC Consumer Defensive 2,879.0 $23K -18K -86.4% $7.92 +77.5%
6665 PUT KOREA ELEC PWR CORP 1,600.0 $23K -21K -92.9% $14.25
6666 CALL BOISE CASCADE CO DEL 300.0 $23K +100.0 +50.0% $75.85
6667 PUT SEADRILL LTD 500.0 $23K NEW $45.50
6668 PUT PAYONEER GLOBAL INC 4,700.0 $23K -2K -29.9% $4.83
6669 ATKR ATKORE INC Industrials 385.0 $23K -2K -81.3% $58.91 +26.5%
6670 CALL TPG MTG INVTS TR INC 3,100.0 $23K +200.0 +6.9% $7.31
6671 CALL NATIONAL STORAGE AFFILIATES 600.0 $23K -2K -76.0% $37.74
6672 DXPE DXP ENTERPRISES INC Industrials 162.0 $23K NEW $139.73 +24.6%
6673 PUT METHODE ELECTRS INC 4,100.0 $23K +3K +310.0% $5.52
6674 PUT DIEBOLD NIXDORF INC 300.0 $23K NEW $75.44
6675 CALL CAMBRIA ETF TR 300.0 $23K -2K -84.2% $75.41
6676 CALL 8X8 INC NEW 13,600.0 $23K +13K +2166.7% $1.66
6677 CALL CLEAN ENERGY FUELS CORP 9,100.0 $23K -49K -84.2% $2.48
6678 PUT BITWISE XRP ETF 1,500.0 $23K NEW $15.03
6679 PUT INGREDION INC 200.0 $23K -600.0 -75.0% $112.66
6680 PUT APTERA MOTORS CORP 8,500.0 $23K +8K +8400.0% $2.65
Page 334 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%