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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 332 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6621 CMTG CLAROS MTG TR INC Real Estate 10,074.0 $24K +4K +56.7% $2.38 -4.6%
6622 NMG NOUVEAU MONDE GRAPHITE INC Basic Materials 10,670.0 $24K -21K -66.4% $2.24 -41.1%
6623 CALL U HAUL HOLDING COMPANY 500.0 $24K NEW $47.78
6624 PUT NERDWALLET INC 2,300.0 $24K +2K +666.7% $10.38
6625 PUT LSB INDS INC 1,600.0 $24K NEW $14.90
6626 CALL SAVERS VALUE VLG INC 3,200.0 $24K $7.44
6627 DIREXION SHARES ETF TRUST 3,169.0 $24K NEW $7.51
6628 PUT VUZIX CORP 10,300.0 $24K -87K -89.4% $2.31
6629 CALL MONEYHERO LIMITED 18,000.0 $24K -6K -25.6% $1.32
6630 CALL SOL STRATEGIES INC 24,100.0 $24K -75K -75.8% $0.98
6631 PUT OAKTREE SPECIALTY LENDING 2,100.0 $24K NEW $11.30
6632 PUT INNOVIZ TECHNOLOGIES LTD 37,500.0 $24K -7K -16.5% $0.63
6633 GRAN TIERRA ENERGY INC 2,639.0 $24K -9K -76.4% $8.97
6634 PUT HEALTH CATALYST INC 18,600.0 $24K NEW $1.27
6635 PUT IRHYTHM HOLDINGS INC 200.0 $24K -2K -92.3% $118.02
6636 PUT W & T OFFSHORE INC 6,900.0 $24K +700.0 +11.3% $3.41
6637 RGP RESOURCES CONNECTION INC Industrials 6,306.0 $24K NEW $3.73 +24.9%
6638 VRTL GRANITESHARES ETF TR 232.0 $24K +172.0 +286.7% $101.35 -58.6%
6639 PUT BALLARD PWR SYS INC NEW 9,700.0 $23K +300.0 +3.2% $2.42
6640 CEPU CENTRAL PUERTO S A Utilities 1,393.0 $23K $16.83 -11.0%
Page 332 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%