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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 33 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 CALL LYFT INC 877,700.0 $11.7M 0.01% -735K -45.6% $13.30
642 PUT AMERICAN TOWER CORP 67,400.0 $11.6M 0.01% +35K +106.8% $172.58
643 CALL LI AUTO INC 650,200.0 $11.6M 0.01% -95K -12.8% $17.83
644 CALL ASTRAZENECA PLC 58,700.0 $11.6M 0.01% NEW $197.22
645 CALL SCHWAB STRATEGIC TR 381,500.0 $11.6M 0.01% -85K -18.2% $30.30
646 CALL DIAMONDBACK ENERGY INC 58,300.0 $11.5M 0.01% -41K -41.5% $197.79
647 PUT KROGER CO 156,400.0 $11.3M 0.01% +57K +57.8% $72.36
648 PUT WAYFAIR INC 150,300.0 $11.3M 0.01% -210K -58.2% $75.21
649 PUT SOUTHWEST AIRLS CO 300,200.0 $11.3M 0.01% -376K -55.6% $37.57
650 PUT ENERGY FUELS INC 615,000.0 $11.2M 0.01% -677K -52.4% $18.25
651 PUT BRITISH AMERN TOB PLC 191,900.0 $11.2M 0.01% -128K -39.9% $58.47
652 CALL ON SEMICONDUCTOR CORP 180,700.0 $11.2M 0.01% -17K -8.5% $61.92
653 CALL CHARTER COMMUNICATIONS INC 51,800.0 $11.2M 0.01% NEW $215.88
654 PUT CIENA CORP 28,800.0 $11.2M 0.01% -5K -14.0% $388.23
655 MRNA MODERNA INC Healthcare 219,573.0 $11.2M 0.01% +130K +144.8% $50.80 -6.3%
656 CALL LAUDER ESTEE COS INC 155,000.0 $11.1M 0.01% -86K -35.7% $71.77
657 CALL FLUOR CORP 237,400.0 $11.1M 0.01% -124K -34.4% $46.65
658 CALL AMERICAN ELEC PWR CO INC 84,400.0 $11.1M 0.01% -8K -8.3% $131.08
659 PUT AMPLIFY ETF TR 364,200.0 $11.0M 0.01% +57K +18.5% $30.26
660 PUT VAIL RESORTS INC 85,800.0 $11.0M 0.01% +66K +335.5% $128.32
Page 33 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%