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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 324 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6461 CALL DXP ENTERPRISES INC 200.0 $28K -200.0 -50.0% $139.72
6462 CALL PJT PARTNERS INC 200.0 $28K +100.0 +100.0% $139.72
6463 RNR RENAISSANCERE HLDGS LTD Financial Services 94.0 $28K NEW $297.22 +8.1%
6464 NATL NCR ATLEOS CORPORATION Technology 641.0 $28K NEW $43.58 +10.0%
6465 CALL OP BANCORP 2,100.0 $28K +500.0 +31.2% $13.30
6466 CALL GIBRALTAR INDS INC 700.0 $28K +400.0 +133.3% $39.87
6467 DJIA GLOBAL X FDS 1,326.0 $28K -114.0 -7.9% $21.04 +6.3%
6468 ARDT ARDENT HEALTH INC Healthcare 3,259.0 $28K -2K -39.7% $8.56 +22.1%
6469 ANGX ANGEL STUDIOS INC Communication Services 9,124.0 $28K -13K -57.9% $3.05 +41.6%
6470 PUT ENANTA PHARMACEUTICALS INC 2,200.0 $28K +900.0 +69.2% $12.63
6471 PUT CANAAN INC 64,000.0 $28K -82K -56.3% $0.43
6472 VGIT VANGUARD SCOTTSDALE FDS 463.0 $28K NEW $59.55 -1.9%
6473 PUT GLADSTONE LD CORP 2,700.0 $28K -12K -81.6% $10.20
6474 PUT CURIOSITYSTREAM INC 9,300.0 $28K +1K +13.4% $2.96
6475 PUT ARDMORE SHIPPING CORP 1,800.0 $27K +1K +260.0% $15.25
6476 PLNT PLANET FITNESS MASTER ISSUER Consumer Cyclical 369.0 $27K NEW $74.38 -25.9%
6477 CALL CULLEN FROST BANKERS INC 200.0 $27K NEW $137.08
6478 PUT ZENAS BIOPHARMA INC 1,400.0 $27K -600.0 -30.0% $19.55
6479 PUT WESCO INTL INC 100.0 $27K -400.0 -80.0% $273.62
6480 PUT VOYA FINANCIAL INC 400.0 $27K $68.32
Page 324 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%