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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 32 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 PUT APA CORPORATION 285,500.0 $12.1M 0.01% -143K -33.4% $42.44
622 CALL CLEANSPARK INC 1,422,300.0 $12.1M 0.01% -1.6M -52.6% $8.51
623 CALL CANADIAN NAT RES LTD MED TER 248,100.0 $12.1M 0.01% -88K -26.2% $48.73
624 CALL STATE STR SPDR S&P MIDCAP 40 19,600.0 $12.1M 0.01% -51K -72.1% $616.76
625 PUT DICKS SPORTING GOODS INC 60,800.0 $12.1M 0.01% -34K -36.0% $198.29
626 CALL ETSY INC 240,800.0 $12.0M 0.01% -352K -59.4% $49.98
627 MS MORGAN STANLEY Financial Services 73,071.0 $12.0M 0.01% +6K +8.7% $164.57 +22.5%
628 CALL BARCLAYS BANK PLC 336,600.0 $12.0M 0.01% +115K +51.9% $35.72
629 CALL JABIL INC 45,200.0 $12.0M 0.01% +9K +25.6% $265.63
630 CALL COLGATE PALMOLIVE CO 140,700.0 $12.0M 0.01% +48K +51.8% $85.23
631 CALL UNITED STS NAT GAS FD LP 1,021,900.0 $12.0M 0.01% +620K +154.5% $11.73
632 PUT PROSHARES TR II 117,900.0 $11.9M 0.01% -20K -14.5% $101.01
633 PUT NUCOR CORP 70,300.0 $11.9M 0.01% -23K -24.6% $169.10
634 CALL WHEATON PRECIOUS METALS CORP 90,500.0 $11.9M 0.01% NEW $131.01
635 CALL HOWMET AEROSPACE INC 51,200.0 $11.8M 0.01% +6K +12.0% $230.46
636 PUT SIRIUSXM HOLDINGS INC 510,800.0 $11.8M 0.01% -102K -16.7% $23.08
637 CALL PINTEREST INC 642,300.0 $11.8M 0.01% -607K -48.6% $18.34
638 PUT ZSCALER INC 83,900.0 $11.8M 0.01% -25K -23.0% $140.29
639 CALL CIENA CORP 30,300.0 $11.8M 0.01% -23K -43.5% $388.23
640 PUT HEWLETT PACKARD ENTERPRISE C 493,900.0 $11.8M 0.01% NEW $23.81
Page 32 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%