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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 319 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6361 INVESTMENT MANAGERS SER TR I 2,034.0 $31K NEW $15.11
6362 PUT RENEW ENERGY GLOBAL PLC 6,700.0 $31K -501K -98.7% $4.58
6363 PUT TANDEM DIABETES CARE INC 1,600.0 $31K -4K -70.9% $19.17
6364 CALL EDITAS MEDICINE INC 12,400.0 $31K -238K -95.1% $2.47
6365 PUT WILLDAN GROUP INC 400.0 $31K NEW $76.56
6366 PUT INOVIO PHARMACEUTICALS INC 17,600.0 $31K +12K +245.1% $1.74
6367 CALL RISKIFIED LTD 7,800.0 $31K +3K +73.3% $3.92
6368 CALL COMMUNITY HEALTH SYS INC NEW 10,400.0 $31K NEW $2.94
6369 ORA ORMAT TECHNOLOGIES INC Utilities 273.0 $31K -1K -79.7% $111.92 -6.1%
6370 AIOT POWERFLEET INC Technology 9,919.0 $31K +8K +576.1% $3.08 +35.4%
6371 CALL GEOSPACE TECHNOLOGIES CORP 2,500.0 $30K +1K +78.6% $12.20
6372 DPZ DOMINOS PIZZA INC Consumer Cyclical 85.0 $30K NEW $358.79 -9.0%
6373 PUT ALPHATEC HLDGS INC 2,800.0 $30K -11K -80.1% $10.88
6374 PUT FG NEXUS INC. 6,100.0 $30K NEW $4.99
6375 PUT AXIS CAP HLDGS LTD 300.0 $30K -2K -85.7% $101.41
6376 CALL EA SERIES TRUST 600.0 $30K NEW $50.63
6377 OPLN OPENLANE INC Consumer Cyclical 1,041.0 $30K NEW $29.15 +36.4%
6378 PUT VERIS RESIDENTIAL INC 1,600.0 $30K $18.87
6379 PUT OPTIMIZERX CORP 4,800.0 $30K +4K +433.3% $6.28
6380 CALL INDUSTRIAL LOGISTICS PPTYS T 5,300.0 $30K NEW $5.68
Page 319 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%