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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 314 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6261 PUT AELUMA INC 2,600.0 $34K -2K -39.5% $13.09
6262 CALL MILESTONE PHARMACEUTICALS IN 28,600.0 $34K NEW $1.19
6263 PUT CARECLOUD INC 9,300.0 $34K +4K +78.8% $3.65
6264 CALL FLOTEK INDUSTRIES INC 2,000.0 $34K +2K +300.0% $16.97
6265 MEME ROUNDHILL ETF TRUST 5,489.0 $34K -4K -43.1% $6.18 +26.9%
6266 CALL DYCOM INDS INC 100.0 $34K -9K -99.0% $338.82
6267 SELF GLOBAL SELF STORAGE INC Real Estate 6,618.0 $34K NEW $5.11 +0.5%
6268 PUT MITEK SYS INC 2,500.0 $34K +2K +2400.0% $13.50
6269 CALL TD SYNNEX CORPORATION 200.0 $34K -100.0 -33.3% $168.71
6270 PUT GRUPO AEROPORTUARIO DEL SURE 100.0 $34K NEW $336.13
6271 CALL NEXTDOOR HOLDINGS INC 24,000.0 $34K -522K -95.6% $1.40
6272 AVIR ATEA PHARMACEUTICALS INC Healthcare 6,244.0 $34K +4K +229.5% $5.38 -11.0%
6273 CALL PROSPERITY BANCSHARES INC 500.0 $34K -3K -84.4% $67.18
6274 GGB GERDAU SA Basic Materials 9,302.0 $34K +8K +641.8% $3.61 +30.1%
6275 AGL AGILON HEALTH INC Healthcare 4,245.0 $34K NEW $7.91 +1421.7%
6276 USMV ISHARES TR 361.0 $33K -141.0 -28.1% $92.74 +4.1%
6277 PUT SUBURBAN PROPANE PARTNERS L 1,700.0 $33K -200.0 -10.5% $19.69
6278 ZYMEWORKS INC 1,336.0 $33K -47K -97.2% $25.04
6279 CALL WEBS ETF TR 1,600.0 $33K NEW $20.90
6280 NFLY TIDAL TRUST II 3,045.0 $33K +2K +326.5% $10.97 -32.5%
Page 314 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%