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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 312 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6221 CALL COVENANT LOGISTICS GROUP INC 1,300.0 $35K NEW $27.15
6222 PUT MERCURY GENL CORP NEW 400.0 $35K NEW $88.15
6223 AREN THE ARENA GROUP HOLDINGS INC Communication Services 16,237.0 $35K NEW $2.17 -49.3%
6224 PUT ASPEN AEROGELS INC 10,300.0 $35K +100.0 +1.0% $3.42
6225 PUT PHREESIA INC 4,200.0 $35K -900.0 -17.6% $8.38
6226 PUT TOPBUILD COR 100.0 $35K -200.0 -66.7% $351.30
6227 PUT HUMACYTE INC 57,900.0 $35K +5K +9.4% $0.61
6228 CALL ALLISON TRANSMISSION HLDGS I 300.0 $35K NEW $117.06
6229 CALL OTTER TAIL CORP 400.0 $35K +300.0 +300.0% $87.77
6230 TNYA TENAYA THERAPEUTICS INC Healthcare 50,655.0 $35K +12K +31.4% $0.69 +16.6%
6231 CALL NEWTEKONE INC 3,200.0 $35K -2K -40.7% $10.95
6232 CALL COLUMBIA FINL INC 2,000.0 $35K NEW $17.51
6233 CALL SIMMONS FIRST NATL CORP 1,800.0 $35K +800.0 +80.0% $19.45
6234 CALL JELD-WEN HLDG INC 28,200.0 $35K NEW $1.24
6235 PUT LIFECORE BIOMEDICAL INC 9,400.0 $35K -6K -37.3% $3.72
6236 CALL ANTERIS TECHNOLOGIES GLOBAL 6,300.0 $35K NEW $5.55
6237 CALL PERMIANVILLE RTY TR 18,900.0 $35K +18K +1475.0% $1.85
6238 CALL WORLD FDS TR 4,600.0 $35K +2K +70.4% $7.60
6239 NUKZ EXCHANGE TRADED CONCEPTS TRU 531.0 $35K NEW $65.77 -0.9%
6240 CALL MORGAN STANLEY DIRECT LENDIN 2,500.0 $35K NEW $13.96
Page 312 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%