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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 31 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 CALL CAESARS ENTERTAINMENT INC NE 477,100.0 $12.6M 0.01% NEW $26.43
602 CALL CREDO TECHNOLOGY GROUP HOLDI 134,200.0 $12.6M 0.01% NEW $93.87
603 PUT HIMS & HERS HEALTH INC 605,000.0 $12.6M 0.01% -231K -27.6% $20.76
604 PUT HSBC HLDGS PLC 152,100.0 $12.5M 0.01% -27K -15.2% $82.49
605 PUT CAPITAL ONE FINL CORP 68,700.0 $12.5M 0.01% -51K -42.8% $182.43
606 PUT BLUE OWL CAPITAL INC 1,371,900.0 $12.5M 0.01% +457K +50.0% $9.13
607 CALL FORTINET INC 152,600.0 $12.5M 0.01% -29K -15.9% $81.72
608 CALL OSCAR HEALTH INC 1,086,700.0 $12.5M 0.01% -621K -36.4% $11.47
609 PUT NOVARTIS AG 81,600.0 $12.5M 0.01% -28K -25.3% $152.75
610 CALL ABRDN PLATINUM ETF TRUST 69,200.0 $12.3M 0.01% +5K +8.3% $178.23
611 CALL HECLA MINING COMPANY 661,000.0 $12.3M 0.01% -624K -48.6% $18.63
612 CALL SOUTHWEST AIRLS CO 327,200.0 $12.3M 0.01% +252K +335.1% $37.57
613 CALL VANGUARD WHITEHALL FDS 84,500.0 $12.3M 0.01% -1K -1.6% $145.38
614 CALL BANK NEW YORK MELLON CORP 103,400.0 $12.3M 0.01% +6K +5.8% $118.63
615 PUT MOSAIC CO 480,500.0 $12.3M 0.01% +229K +91.0% $25.50
616 CALL SIRIUSXM HOLDINGS INC 529,400.0 $12.2M 0.01% -50K -8.7% $23.08
617 PUT BLACKROCK INC 12,700.0 $12.2M 0.01% -20K -60.8% $961.71
618 CALL ELECTRONIC ARTS INC 59,900.0 $12.2M 0.01% +13K +27.7% $203.87
619 CALL BRITISH AMERN TOB PLC 208,100.0 $12.2M 0.01% -140K -40.2% $58.47
620 B BARRICK MNG CORP Basic Materials 297,916.0 $12.2M 0.01% +42K +16.3% $40.79 +1.1%
Page 31 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%