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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 306 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6101 BHR BRAEMAR HOTELS & RESORTS INC Real Estate 17,102.0 $40K NEW $2.36 -8.3%
6102 SOUTHSTATE BK CORP 436.0 $40K NEW $92.52
6103 CALL ENSIGN GROUP INC 200.0 $40K -3K -93.9% $201.50
6104 SKRE ETF OPPORTUNITIES TRUST 4,683.0 $40K +4K +455.5% $8.60 -28.6%
6105 PRQR PROQR THRAPEUTICS N V Healthcare 24,868.0 $40K -19K -43.8% $1.62 +11.1%
6106 PUT COLUMBIA FINL INC 2,300.0 $40K +2K +1050.0% $17.51
6107 FNKO FUNKO INC Consumer Cyclical 12,775.0 $40K -254K -95.2% $3.15 +89.8%
6108 CALL ORCHID IS CAP INC 5,700.0 $40K -25K -81.5% $7.03
6109 FNGS BANK MONTREAL MEDIUM Financial Services 671.0 $40K NEW $59.61 +24.7%
6110 DSGX DESCARTES SYS GROUP INC Technology 558.0 $40K +315.0 +129.6% $71.56 -5.0%
6111 CALL AVEANNA HEALTHCARE HLDGS INC 6,200.0 $40K NEW $6.44
6112 CALL BAUSCH PLUS LOMB CORP 2,500.0 $40K -17K -87.2% $15.90
6113 PUT CLAROS MTG TR INC 16,700.0 $40K +10K +160.9% $2.38
6114 TRNO TERRENO RLTY CORP Real Estate 647.0 $40K +634.0 +4876.9% $61.42 +19.2%
6115 CALL CIVEO CORP CDA 1,500.0 $40K $26.46
6116 PUT INTEST CORP 2,900.0 $40K $13.65
6117 CHAU DIREXION SHARES ETF TRUST 1,954.0 $40K -10K -83.3% $20.25 +11.4%
6118 CALL PROASSURANCE CORP 1,600.0 $40K +100.0 +6.7% $24.72
6119 CALL LGI HOMES INC 1,000.0 $40K -600.0 -37.5% $39.53
6120 PUT CARTERS INC 1,100.0 $39K -1K -47.6% $35.76
Page 306 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%