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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 303 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6041 CALL ANDERSONS INC 600.0 $43K +500.0 +500.0% $71.78
6042 PUT AIRSCULPT TECHNOLOGIES INC 15,200.0 $43K NEW $2.83
6043 PANL PANGAEA LOGISTICS SOLUTION L Industrials 6,074.0 $43K NEW $7.08 +5.7%
6044 CVGI COMMERCIAL VEH GROUP INC Consumer Cyclical 12,598.0 $43K +4K +54.4% $3.41 +39.9%
6045 CALL CARTERS INC 1,200.0 $43K -4K -77.4% $35.76
6046 CALL ALT5 SIGMA CORP 38,500.0 $43K -309K -88.9% $1.11
6047 CALL MIDCAP FINANCIAL INVSTMNT CO 3,800.0 $43K NEW $11.24
6048 PUT LOEWS CORP 400.0 $43K -100.0 -20.0% $106.74
6049 IIIN INSTEEL INDS INC Industrials 1,269.0 $43K NEW $33.61 -5.7%
6050 ALMONTY INDS INC 2,944.0 $43K NEW $14.48
6051 PUT SILA REALTY TRUST INC 1,800.0 $43K +100.0 +5.9% $23.68
6052 ARLO ARLO TECHNOLOGIES INC Industrials 2,986.0 $42K +3K +1606.3% $14.23 -9.1%
6053 PUT CREDIT ACCEP CORP MICH 100.0 $42K -100.0 -50.0% $423.46
6054 NTCT NETSCOUT SYS INC Technology 1,328.0 $42K NEW $31.79 +27.9%
6055 PUT KONTOOR BRANDS INC 600.0 $42K -600.0 -50.0% $70.29
6056 CALL COMSTOCK INC 13,800.0 $42K -93K -87.0% $3.05
6057 ACRS ACLARIS THERAPEUTICS INC Healthcare 11,216.0 $42K -5K -32.7% $3.75 +49.9%
6058 UVIX VS TRUST Financial Services 4,849.0 $42K NEW $8.66 +573.4%
6059 CALL CORE LABORATORIES INC 2,500.0 $42K +2K +1150.0% $16.79
6060 CALL INSULET CORP 200.0 $42K -12K -98.4% $209.84
Page 303 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%