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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 302 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6021 PUT TIDAL TRUST III 2,300.0 $44K +300.0 +15.0% $19.06
6022 HELE HELEN OF TROY LTD Consumer Defensive 3,038.0 $44K NEW $14.42 +95.5%
6023 CALL RAPPORT THERAPEUTICS INC 1,400.0 $44K +900.0 +180.0% $31.29
6024 CALL AAR CORP 400.0 $44K +300.0 +300.0% $109.46
6025 IMCR IMMUNOCORE HLDGS PLC Healthcare 1,451.0 $44K NEW $30.15 +17.9%
6026 CALL GARRETT MOTION INC 2,400.0 $44K +2K +1100.0% $18.17
6027 PUT TERADATA CORP DEL 1,700.0 $44K +800.0 +88.9% $25.63
6028 PUT AVIENT CORPORATION 1,200.0 $44K NEW $36.30
6029 PLBY PLAYBOY INC Consumer Cyclical 28,657.0 $44K -101K -77.9% $1.52 -16.4%
6030 PUT KURV ETF TR 1,900.0 $44K NEW $22.92
6031 RWR SPDR SERIES TRUST 431.0 $44K NEW $100.97 +15.6%
6032 PUT LAKELAND INDS INC 5,300.0 $43K +4K +253.3% $8.19
6033 CALL AMARIN CORP PLC 3,000.0 $43K +2K +328.6% $14.46
6034 CALL BRUKER CORP 1,200.0 $43K -19K -94.1% $36.12
6035 ETHT PROSHARES TR 2,887.0 $43K NEW $14.98 -27.6%
6036 PUT VANGUARD CHARLOTTE FDS 900.0 $43K NEW $48.05
6037 PUT DESIGNER BRANDS INC 7,600.0 $43K -133K -94.6% $5.69
6038 NKTX NKARTA INC Healthcare 20,486.0 $43K +11K +109.9% $2.11 +14.2%
6039 PUT CYBIN INC 9,000.0 $43K -3K -25.6% $4.80
6040 CALL NANO X IMAGING LTD 19,000.0 $43K -133K -87.5% $2.27
Page 302 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%