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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 301 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6001 CALL LUFAX HOLDING LTD 23,900.0 $45K -5K -16.1% $1.87
6002 LLYVA LIBERTY LIVE HOLDINGS INC Communication Services 487.0 $45K NEW $91.64 +4.1%
6003 PUT LTC PPTYS INC 1,200.0 $45K -600.0 -33.3% $37.16
6004 CALL TERRA INNOVATUM GLOBAL NV 9,600.0 $45K -7K -43.2% $4.64
6005 CALL QVC GROUP INC 20,500.0 $44K +10K +101.0% $2.17
6006 CALL MYERS INDS INC 2,100.0 $44K +2K +600.0% $21.18
6007 CALL 1 800 FLOWERS COM INC 14,600.0 $44K -47K -76.5% $3.04
6008 CALL NEXPOINT DIVERSIFIED REL ET 9,500.0 $44K -3K -24.6% $4.67
6009 AMPL AMPLITUDE INC Technology 6,505.0 $44K NEW $6.82 +28.2%
6010 CALL INFLARX NV 49,600.0 $44K -92K -65.1% $0.89
6011 CALL EXP WORLD HLDGS INC 7,400.0 $44K -34K -82.0% $5.99
6012 PUT POLESTAR AUTOMOTIVE HLDG UK 2,400.0 $44K -300K -99.2% $18.42
6013 PRCH PORCH GROUP INC Technology 6,161.0 $44K NEW $7.17 +70.0%
6014 CALL ACCELERANT HOLDINGS 3,300.0 $44K +1K +65.0% $13.36
6015 OSG OCTAVE SPECIALTY GROUP INC Financial Services 9,458.0 $44K -1K -10.9% $4.65 +25.6%
6016 CALL AMEREN CORP 400.0 $44K -1K -76.5% $109.92
6017 CALL OCEAN PWR TECHNOLOGIES INC 125,600.0 $44K +61K +94.1% $0.35
6018 BMI BADGER METER INC Technology 288.0 $44K NEW $152.35 -16.9%
6019 MQ MARQETA INC Technology 10,751.0 $44K +6K +124.9% $4.08 +320.6%
6020 ADVANTAGE SOLUTIONS INC 2,074.0 $44K NEW $21.14
Page 301 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%