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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 3 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 PUT ISHARES TR 6,323,600.0 $509.2M 0.34% +996K +18.7% $80.52
42 CALL ISHARES BITCOIN TRUST ETF 13,159,700.0 $505.6M 0.34% -4.7M -26.4% $38.42
43 PUT TAIWAN SEMICONDUCTOR MANUFAC 1,475,000.0 $498.5M 0.33% NEW $337.95
44 PUT UNITED STS OIL FD LP 3,279,200.0 $417.3M 0.28% +2.8M +531.2% $127.25
45 CALL VANECK ETF TRUST 2,710,700.0 $401.3M 0.27% +176K +6.9% $148.04
46 PUT ORACLE CORP 2,604,900.0 $383.2M 0.26% +372K +16.7% $147.11
47 PUT ISHARES BITCOIN TRUST ETF 9,930,300.0 $381.5M 0.26% +1.3M +14.7% $38.42
48 CALL ORACLE CORP 2,392,600.0 $352.0M 0.24% -485K -16.9% $147.11
49 CALL ISHARES INC 6,594,400.0 $340.8M 0.23% +2.8M +71.7% $51.68
50 PUT ALIBABA GROUP HLDG LTD 2,657,200.0 $333.4M 0.22% +98K +3.8% $125.46
51 PUT UNITEDHEALTH GROUP INC 1,160,600.0 $314.0M 0.21% -463K -28.5% $270.59
52 CALL INTEL CORP 6,898,000.0 $304.4M 0.20% -4.4M -39.1% $44.13
53 CALL ALIBABA GROUP HLDG LTD 2,418,700.0 $303.5M 0.20% -1.1M -30.6% $125.46
54 CALL KRANESHARES TRUST 9,703,100.0 $275.8M 0.18% +4.3M +80.8% $28.43
55 CALL EXXON MOBIL CORP 1,587,500.0 $269.3M 0.18% +554K +53.6% $169.66
56 PUT ISHARES INC 3,741,800.0 $266.5M 0.18% +1.6M +73.5% $71.23
57 PUT SPDR SERIES TRUST 3,161,400.0 $265.4M 0.18% -1.9M -37.2% $83.95
58 NVDA NVIDIA CORPORATION Technology 1,509,153.0 $263.2M 0.18% +768K +103.7% $174.40 +23.5%
59 CALL UNITED STS OIL FD LP 2,021,300.0 $257.2M 0.17% +1.7M +643.4% $127.25
60 CALL TAIWAN SEMICONDUCTOR MANUFAC 755,000.0 $255.2M 0.17% NEW $337.95
Page 3 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%