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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 299 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5961 CALL UNITED STS 12 MONTH NAT GAS 6,700.0 $46K +4K +168.0% $6.90
5962 CBU COMMUNITY FINANCIAL SYSTEM I Financial Services 787.0 $46K NEW $58.65 +14.6%
5963 CALL JAMES RIV GROUP HOLDINGS INC 7,300.0 $46K NEW $6.30
5964 PUT CONMED CORP 1,300.0 $46K NEW $35.36
5965 PUT MKS INC. 200.0 $46K -900.0 -81.8% $229.81
5966 PUT COPT DEFENSE PROPERTIES 1,500.0 $46K -700.0 -31.8% $30.60
5967 VVX V2X INC Industrials 670.0 $46K NEW $68.50 +18.2%
5968 PUT IMMERSION CORP 8,400.0 $46K +8K +8300.0% $5.46
5969 DNA GINKGO BIOWORKS HOLDINGS INC Healthcare 7,474.0 $46K NEW $6.13 +27.7%
5970 PUT CALLAWAY GOLF CO 3,300.0 $46K NEW $13.88
5971 URNJ SPROTT FDS TR 1,563.0 $46K -1K -47.0% $29.29 -21.2%
5972 PUT AMERICAN BATTERY TECHNOLOGY 16,400.0 $46K -33K -66.7% $2.79
5973 PUT GSI TECHNOLOGY INC 8,900.0 $46K -14K -61.6% $5.14
5974 FETH FIDELITY ETHEREUM FD Financial Services 2,188.0 $46K -44K -95.3% $20.88 -8.1%
5975 PUT SANDRIDGE ENERGY INC 2,800.0 $46K -8K -73.1% $16.31
5976 BHC BAUSCH HEALTH COS INC Healthcare 8,456.0 $46K +2K +30.5% $5.40 -15.6%
5977 PUT AQUESTIVE THERAPEUTICS INC 11,000.0 $46K -53K -82.9% $4.15
5978 PUT ENTREPRENEURSHARES SERIES TR 2,700.0 $46K NEW $16.89
5979 JBSS SANFILIPPO JOHN B & SON INC Consumer Defensive 574.0 $46K NEW $79.33 +1.2%
5980 CALL THERAVANCE BIOPHARMA INC 2,800.0 $45K -27K -90.7% $16.23
Page 299 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%