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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 298 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5941 PUT MELCO RESORTS AND ENTMNT LTD 8,300.0 $47K NEW $5.68
5942 IMRX IMMUNEERING CORP Healthcare 8,942.0 $47K -4K -30.9% $5.27 -15.2%
5943 CALL TELESAT CORP 1,300.0 $47K -1K -45.8% $36.20
5944 OCUL OCULAR THERAPEUTIX INC Healthcare 5,555.0 $47K -11K -65.7% $8.47 +1.4%
5945 FNGG DIREXION SHARES ETF TRUST 307.0 $47K -2K -84.1% $153.21 +50.0%
5946 MAN MANPOWERGROUP INC WIS Industrials 1,596.0 $47K NEW $29.46 +75.4%
5947 CALL THE REAL BROKERAGE INC 18,800.0 $47K +4K +24.5% $2.50
5948 CALL CARDIOL THERAPEUTICS INC 34,800.0 $47K NEW $1.35
5949 KEP KOREA ELEC PWR CORP Utilities 3,296.0 $47K -7K -67.4% $14.25 -16.7%
5950 CALL ELECTROVAYA INC 6,000.0 $47K NEW $7.82
5951 STRA STRATEGIC ED INC Consumer Defensive 565.0 $47K +340.0 +151.1% $82.96 -10.9%
5952 VCEL VERICEL CORP Healthcare 1,456.0 $47K +40.0 +2.8% $32.17 +38.5%
5953 CALL NIU TECHNOLOGIES 16,200.0 $47K -29K -64.2% $2.89
5954 CALL NEOGENOMICS INC 6,300.0 $47K -6K -47.1% $7.42
5955 BLV VANGUARD BD INDEX FDS 679.0 $47K +555.0 +447.6% $68.78 -3.1%
5956 PUT ISHARES TR 1,000.0 $47K +800.0 +400.0% $46.53
5957 STAA STAAR SURGICAL CO Healthcare 2,488.0 $47K NEW $18.70 +32.1%
5958 CALL ADVANTAGE SOLUTIONS INC 2,200.0 $47K NEW $21.14
5959 CIGI COLLIERS INTL GROUP INC Real Estate 435.0 $46K NEW $106.89 -8.6%
5960 CALL WM TECHNOLOGY INC 70,600.0 $46K -4K -5.6% $0.66
Page 298 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%