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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 297 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5921 SPXC SPX TECHNOLOGIES INC Industrials 241.0 $48K -391.0 -61.9% $199.94 +9.6%
5922 PERIMETER SOLUTIONS INC 1,972.0 $48K -33K -94.3% $24.42
5923 PUT TAKEDA PHARMACEUTICAL CO LTD 2,600.0 $48K NEW $18.52
5924 CALL BARCLAYS BANK PLC 1,000.0 $48K NEW $48.14
5925 IMTX IMMATICS N.V Healthcare 4,891.0 $48K NEW $9.84 -6.8%
5926 PUT MEDPACE HLDGS INC 100.0 $48K $480.19
5927 MIDU DIREXION SHARES ETF TRUST 923.0 $48K NEW $51.94 +34.9%
5928 CALL NORTHWEST NAT HLDG CO 900.0 $48K -2K -70.0% $53.22
5929 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 7,003.0 $48K NEW $6.83 -8.2%
5930 CALL GERON CORP 32,100.0 $48K -105K -76.6% $1.49
5931 TJX TJX COS INC NEW Consumer Cyclical 299.0 $48K -48K -99.4% $159.70 -2.9%
5932 PUT ETF OPPORTUNITIES TRUST 13,800.0 $48K -38K -73.2% $3.46
5933 CAI CARIS LIFE SCIENCES INC Healthcare 2,669.0 $48K -2K -42.0% $17.88 -14.0%
5934 ZBRA ZEBRA TECHNOLOGIES CORPORATI Technology 228.0 $48K NEW $209.08 +25.5%
5935 PUT FIRST TR EXCHANGE-TRADED FD 300.0 $48K NEW $158.81
5936 PUT BCB BANCORP INC 5,300.0 $48K NEW $8.98
5937 HDGE ADVISORSHARES TR 2,649.0 $48K +975.0 +58.2% $17.95 -9.9%
5938 LCII LCI INDS Consumer Cyclical 386.0 $47K -902.0 -70.0% $122.98 -13.8%
5939 RXST RXSIGHT INC Healthcare 7,673.0 $47K -12K -61.2% $6.16 -12.5%
5940 PUT AMERICAN HEALTHCARE REIT INC 1,000.0 $47K NEW $47.16
Page 297 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%