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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 296 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5901 PUT HUBBELL INC 100.0 $49K -100.0 -50.0% $490.74
5902 CALL LIGHTBRIDGE CORP 4,600.0 $49K -26K -84.8% $10.66
5903 AVPT AVEPOINT INC Technology 5,156.0 $49K +4K +238.3% $9.51 +26.0%
5904 PUT KNIFE RIVER CORP 600.0 $49K NEW $81.65
5905 CALL INNOVIVA INC 2,100.0 $49K +600.0 +40.0% $23.30
5906 PUT GRIFOLS S A 6,100.0 $49K +4K +221.1% $8.02
5907 HRB BLOCK H & R INC Consumer Cyclical 1,540.0 $49K -12K -88.3% $31.74 +24.6%
5908 BTGO BITGO HOLDINGS INC Financial Services 5,937.0 $49K NEW $8.23 -34.8%
5909 PUT CAMDEN PPTY TR 500.0 $49K -800.0 -61.5% $97.66
5910 CALL BAOZUN INC 20,400.0 $49K -35K -63.0% $2.39
5911 SPDW SPDR INDEX SHS FDS 1,068.0 $49K NEW $45.65 +9.3%
5912 PUT TILLYS INC 12,000.0 $49K +12K +10000.0% $4.05
5913 CALL PROFOUND MED CORP 7,500.0 $49K +7K +7400.0% $6.48
5914 CALL NATIONAL HEALTH INVS INC 600.0 $49K +100.0 +20.0% $80.86
5915 CALL HORIZON TECHNOLOGY FIN CORP 11,500.0 $48K +2K +26.4% $4.21
5916 VPG VISHAY PRECISION GROUP INC Technology 1,113.0 $48K -611.0 -35.4% $43.42 +158.9%
5917 CALL LAKELAND INDS INC 5,900.0 $48K -18K -75.5% $8.19
5918 CALL CARIS LIFE SCIENCES INC 2,700.0 $48K -7K -71.6% $17.88
5919 PUT FIRST AMERN FINL CORP 800.0 $48K NEW $60.29
5920 CALL APPIAN CORP 2,000.0 $48K +100.0 +5.3% $24.11
Page 296 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%