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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 295 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5881 PUT HEALTHEQUITY INC 600.0 $50K -2K -72.7% $83.57
5882 PUT CROWN HLDGS INC 500.0 $50K -2K -76.2% $100.25
5883 NAIL DIREXION SHARES ETF TRUST 1,320.0 $50K NEW $37.95 +2.3%
5884 DUOT DUOS TECHNOLOGIES GROUP INC Technology 7,297.0 $50K NEW $6.86 +19.5%
5885 CALL EQUITY LIFESTYLE PROPERTIES 800.0 $50K -200.0 -20.0% $62.42
5886 PUT EQUITY LIFESTYLE PROPERTIES 800.0 $50K -1K -61.9% $62.42
5887 PUT LINCOLN ELEC HLDGS INC 200.0 $50K +100.0 +100.0% $249.08
5888 ETF OPPORTUNITIES TRUST 28,156.0 $50K +9K +50.0% $1.76
5889 PUT ARCUS BIOSCIENCES INC 2,300.0 $50K -400.0 -14.8% $21.60
5890 GSM FERROGLOBE PLC Basic Materials 12,053.0 $50K -92K -88.4% $4.12 -17.0%
5891 ARHS ARHAUS INC Consumer Cyclical 7,324.0 $50K NEW $6.78 +9.7%
5892 PUT WISDOMTREE TR 1,400.0 $50K -200.0 -12.5% $35.42
5893 SCHG SCHWAB STRATEGIC TR 1,701.0 $50K NEW $29.13 +16.9%
5894 SINCLAIR INC 3,818.0 $49K -45K -92.2% $12.94
5895 PUT MURPHY USA INC 100.0 $49K -100.0 -50.0% $493.97
5896 CALL LISTED FDS TR 1,200.0 $49K $41.08
5897 PUT PROCURE ETF TRUST II 1,100.0 $49K -5K -81.0% $44.81
5898 PLX PROTALIX BIOTHERAPEUTICS INC Healthcare 22,671.0 $49K NEW $2.17 +9.2%
5899 CALL SELECTQUOTE INC 78,100.0 $49K +73K +1346.3% $0.63
5900 CALL PATRIA INVESTMENTS LIMITED 3,900.0 $49K -3K -43.5% $12.60
Page 295 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%