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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 284 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5661 PUT INSIGHT ENTERPRISES INC 900.0 $60K NEW $67.01
5662 CALL AGREE RLTY CORP 800.0 $60K $75.38
5663 CALL XENCOR INC 5,000.0 $60K +4K +257.1% $12.06
5664 CALL VOYAGER THERAPEUTICS INC 15,600.0 $60K +12K +280.5% $3.86
5665 ITT ITT INC Industrials 316.0 $60K NEW $190.53 +1.3%
5666 VNM VANECK ETF TRUST 3,476.0 $60K -11K -76.2% $17.31 -4.8%
5667 CALL ALKERMES PLC 1,700.0 $60K -3K -65.3% $35.36
5668 PUT ETHAN ALLEN INTERIORS INC 2,700.0 $60K +2K +145.4% $22.26
5669 PUT CLEARPOINT NEURO INC 6,600.0 $60K -19K -74.3% $9.10
5670 HIMX HIMAX TECHNOLOGIES INC Technology 7,624.0 $60K -7K -47.6% $7.87 +73.1%
5671 CALL EPR PPTYS 1,200.0 $60K -2K -55.6% $49.96
5672 FORTE BIOSCIENCES INC 2,312.0 $60K -4K -61.6% $25.90
5673 CALL OLD REP INTL CORP 1,500.0 $60K -7K -82.3% $39.90
5674 CALL BLEND LABS INC 35,200.0 $60K -59K -62.7% $1.70
5675 CALL FTAI INFRASTRUCTURE INC 12,100.0 $60K +10K +450.0% $4.94
5676 CALL CINEVERSE CORP 24,900.0 $60K +15K +154.1% $2.40
5677 CALL MAZE THERAPEUTICS INC 2,000.0 $60K +2K +1900.0% $29.85
5678 CALL CARIBOU BIOSCIENCES INC 31,400.0 $60K -40K -55.8% $1.90
5679 PUT PEGASYSTEMS INC 1,400.0 $60K -1K -44.0% $42.56
5680 PUT CECO ENVIRONMENTAL CORP 1,000.0 $60K +900.0 +900.0% $59.58
Page 284 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%