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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 281 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5601 PUT BLOCK H & R INC 2,000.0 $63K -34K -94.5% $31.74
5602 CALL CELLDEX THERAPEUTICS INC NEW 2,000.0 $63K NEW $31.72
5603 LENZ LENZ THERAPEUTICS INC Healthcare 6,927.0 $63K NEW $9.15 -41.6%
5604 CALL EXAGEN INC 21,100.0 $63K -11K -33.6% $3.00
5605 R RYDER SYS INC Industrials 309.0 $63K $204.71 +35.0%
5606 CALL INVESCO CURRENCYSHARES CDN D 900.0 $63K NEW $70.24
5607 CALL TRUSTMARK CORP 1,500.0 $63K +100.0 +7.1% $42.14
5608 CALL BRC INC 81,400.0 $63K +59K +265.0% $0.78
5609 RFIL RF INDS LTD Industrials 6,117.0 $63K NEW $10.31 +27.1%
5610 PUT APTARGROUP INC 500.0 $63K -16K -97.0% $126.02
5611 CALL CINCINNATI FINL CORP 400.0 $63K -3K -88.2% $157.35
5612 WAY WAYSTAR HLDG CORP Technology 2,608.0 $63K -3K -49.9% $24.11 -10.8%
5613 NTRS NORTHERN TR CORP Financial Services 450.0 $63K NEW $139.57 +28.0%
5614 CALL RLI CORP 1,100.0 $63K +600.0 +120.0% $57.04
5615 CALL ATLAS LITHIUM CORP 14,400.0 $63K -67K -82.3% $4.35
5616 VMC VULCAN MATLS CO Basic Materials 230.0 $63K -555.0 -70.7% $272.30 +1.6%
5617 CALL VUZIX CORP 27,100.0 $63K -74K -73.3% $2.31
5618 AEVA AEVA TECHNOLOGIES INC Consumer Cyclical 4,746.0 $62K -17K -77.8% $13.16 +27.3%
5619 GAMB GAMBLING COM GROUP LIMITED Consumer Cyclical 16,095.0 $62K +15K +961.0% $3.88 -52.6%
5620 COMMUNITY WEST BANCSHARES NE 2,678.0 $62K NEW $23.30
Page 281 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%