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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 278 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5541 PUT GLADSTONE INVT CORP 4,700.0 $67K +2K +80.8% $14.20
5542 CALL UNITED STS COMMODITY INDEX F 700.0 $67K NEW $95.32
5543 AVL DIREXION SHARES ETF TRUST 2,021.0 $66K -201.0 -9.1% $32.88 +45.4%
5544 CALL SCIENCE APPLICATIONS INTL CO 700.0 $66K NEW $94.92
5545 CALF PACER FDS TR 1,480.0 $66K NEW $44.87 +16.4%
5546 ALLT ALLOT LTD Technology 9,960.0 $66K +8K +414.2% $6.66 +16.4%
5547 CALL ALECTOR INC 30,800.0 $66K -236K -88.5% $2.15
5548 PUT ODYSSEY MARINE EXPL INC 79,400.0 $66K -178K -69.1% $0.83
5549 ULCC FRONTIER GROUP HLDGS INC Industrials 18,739.0 $66K -31K -62.0% $3.53 +68.6%
5550 PUT REGENCELL BIOSCIENCE HLDGS L 2,600.0 $66K NEW $25.43
5551 CALL WRAP TECHNOLOGIES INC 42,900.0 $66K +40K +1550.0% $1.54
5552 PUT HUYA INC 20,000.0 $66K +16K +471.4% $3.30
5553 USAU U S GOLD CORP Basic Materials 4,341.0 $66K NEW $15.19 -7.4%
5554 IHS IHS HOLDING LIMITED Communication Services 8,011.0 $66K +624.0 +8.4% $8.23 +0.2%
5555 CALL PLAYTIKA HLDG CORP 23,700.0 $66K +11K +88.1% $2.78
5556 CALL ALLOGENE THERAPEUTICS INC 27,000.0 $66K +24K +771.0% $2.44
5557 CALL REKOR SYSTEMS INC 80,300.0 $66K -8K -9.6% $0.82
5558 GOOS CANADA GOOSE HLDGS INC Consumer Cyclical 5,999.0 $66K -21K -77.7% $10.97 -11.1%
5559 ETHD PROSHARES TR 1,044.0 $66K NEW $62.90 -6.6%
5560 PUT EXTRA SPACE STORAGE INC 500.0 $66K +400.0 +400.0% $131.13
Page 278 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%