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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 276 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5501 ODV OSISKO DEVELOPMENT CORP Basic Materials 21,337.0 $69K +6K +41.5% $3.25 -30.2%
5502 CALL XPONENTIAL FITNESS INC 11,500.0 $69K -313K -96.5% $6.02
5503 PUT KULR TECHNOLOGY GROUP INC 29,200.0 $69K -231K -88.8% $2.37
5504 PUT PAGSEGURO DIGITAL LTD 6,900.0 $69K -6K -46.9% $10.02
5505 PUT LANDBRIDGE COMPANY LLC 1,000.0 $69K -2K -61.5% $69.05
5506 PUT BRIDGEWATER BANCSHARES INC 3,900.0 $69K NEW $17.70
5507 XMAG TIDAL TRUST II 3,098.0 $69K NEW $22.22 +15.0%
5508 CALL CASTLE BIOSCIENCES INC 2,800.0 $69K +2K +366.7% $24.55
5509 CALL ALDEYRA THERAPEUTICS INC 40,600.0 $69K -41K -50.1% $1.69
5510 PUT AMC NETWORKS INC 10,100.0 $69K +100.0 +1.0% $6.79
5511 JHG JANUS HENDERSON GROUP PLC Financial Services 1,333.0 $68K -18K -92.9% $51.37 +1.1%
5512 PUT INTREPID POTASH INC 1,600.0 $68K NEW $42.77
5513 PUT GEOPARK LTD 7,200.0 $68K -1K -12.2% $9.50
5514 PUT BAYTEX ENERGY CORP 15,300.0 $68K +10K +168.4% $4.47
5515 GIII G III APPAREL GROUP LTD Consumer Cyclical 2,468.0 $68K NEW $27.70 +29.1%
5516 ROBO EXCHANGE TRADED CONCEPTS TRU 999.0 $68K NEW $68.43 +16.0%
5517 CALL AMERICAN PUB ED INC 1,200.0 $68K +1K +1100.0% $56.88
5518 VANI VIVANI MEDICAL INC Healthcare 68,199.0 $68K NEW $1.00 +39.0%
5519 METALLUS INC 4,169.0 $68K -5K -55.6% $16.34
5520 PUT AMER STATES WTR CO 900.0 $68K +500.0 +125.0% $75.62
Page 276 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%