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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 273 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5441 ATR APTARGROUP INC Healthcare 584.0 $74K -3K -83.5% $126.02 +2.5%
5442 VEGI ISHARES INC 1,626.0 $74K NEW $45.24 +1.0%
5443 CALL SANDRIDGE ENERGY INC 4,500.0 $73K +2K +125.0% $16.31
5444 TK TEEKAY CORPORATION LTD Energy 6,006.0 $73K -17K -73.4% $12.21 -8.8%
5445 CALL AMERICAN CENTY ETF TR 800.0 $73K -2K -68.0% $91.56
5446 CALL BED BATH & BEYOND INC 19,000.0 $73K -207K -91.6% $3.85
5447 CALL DORCHESTER MINERALS L P 2,700.0 $73K +2K +170.0% $27.10
5448 PUT DIMENSIONAL ETF TRUST 2,000.0 $73K +2K +1900.0% $36.56
5449 CALL ACLARIS THERAPEUTICS INC 19,500.0 $73K +18K +1850.0% $3.75
5450 LOB LIVE OAK BANCSHARES INC Financial Services 2,204.0 $73K NEW $33.07 +24.1%
5451 CDLX CARDLYTICS INC Communication Services 69,396.0 $73K -117K -62.8% $1.05 +290.5%
5452 CALL GRAYSCALE XRP TR ETF 2,800.0 $73K NEW $26.02
5453 CALL SNAP ON INC 200.0 $73K -1K -85.7% $363.22
5454 CALL RELAY THERAPEUTICS INC 7,300.0 $73K -38K -84.0% $9.95
5455 CALL DYNE THERAPEUTICS INC 4,000.0 $73K -32K -88.8% $18.13
5456 JBGS JBG SMITH PPTYS Real Estate 4,952.0 $72K NEW $14.61 -1.7%
5457 CALL WAYSTAR HLDG CORP 3,000.0 $72K -10K -76.0% $24.11
5458 PUT OLAPLEX HLDGS INC 35,600.0 $72K NEW $2.03
5459 CALL DAKOTA GOLD CORP 14,300.0 $72K -33K -69.8% $5.05
5460 CALL INSPIRE MED SYS INC 1,400.0 $72K -3K -70.2% $51.58
Page 273 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%