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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 271 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5401 PUT FILANA THERAPEUTICS INC 44,800.0 $76K -156K -77.7% $1.69
5402 PUT WISDOMTREE TR 700.0 $76K -1K -63.2% $108.10
5403 CALL CANTALOUPE INC 7,000.0 $76K -400.0 -5.4% $10.81
5404 PUT SMITHFIELD FOODS INC 2,700.0 $76K +2K +125.0% $27.97
5405 CALL AEGON LTD 10,400.0 $76K -61K -85.4% $7.26
5406 LOANDEPOT INC 53,130.0 $75K -34K -38.9% $1.42
5407 CALL ERIE INDTY CO 300.0 $75K NEW $251.31
5408 TSPY ETF OPPORTUNITIES TRUST 3,251.0 $75K NEW $23.15 +9.7%
5409 CALL INVESCO CURRENCYSHARES AUSTR 1,100.0 $75K NEW $68.37
5410 PUT SASOL LTD 5,800.0 $75K +3K +81.2% $12.96
5411 CALL UNIVERSAL INS HLDGS INC 2,200.0 $75K -700.0 -24.1% $34.16
5412 CHRS COHERUS ONCOLOGY INC Healthcare 44,402.0 $75K -4K -7.6% $1.69 -15.4%
5413 CALL LITHIA MTRS INC 300.0 $75K +200.0 +200.0% $249.72
5414 CALL ELECTROMED INC 3,200.0 $75K +2K +113.3% $23.41
5415 PUT MARTEN TRANS LTD 5,700.0 $75K NEW $13.13
5416 CALL AH RLTY TR INC 13,600.0 $75K NEW $5.50
5417 CALL ROLLINS INC 1,400.0 $75K -16K -92.1% $53.41
5418 PUT DAVE & BUSTERS ENTMT INC 6,900.0 $75K -42K -85.9% $10.83
5419 IPGP IPG PHOTONICS CORP Technology 652.0 $75K NEW $114.59 -14.6%
5420 QQQD DIREXION SHARES ETF TRUST 5,067.0 $75K NEW $14.74 -13.0%
Page 271 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%