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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 269 of 447  ·  8,927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5361 MSB MESABI TR Financial Services 2,483.0 $78K NEW $31.50 -30.4%
5362 CAKE CHEESECAKE FACTORY INC Consumer Cyclical 1,427.0 $78K -14K -90.7% $54.75 +56.5%
5363 PUT TURNING PT BRANDS INC 900.0 $78K -200.0 -18.2% $86.79
5364 CALL VITESSE ENERGY INC 4,300.0 $78K -3K -40.3% $18.16
5365 PUT OMADA HEALTH INC 6,200.0 $78K +6K +785.7% $12.57
5366 CVSA COVISTA INC Consumer Cyclical 676.0 $78K +595.0 +734.6% $115.25 -2.8%
5367 CALL CBIZ INC 2,900.0 $78K +2K +222.2% $26.85
5368 FINV FINVOLUTION GROUP Financial Services 16,251.0 $78K NEW $4.79 +0.0%
5369 CALL BRIXMOR PPTY GROUP INC 2,700.0 $78K +2K +575.0% $28.80
5370 PUT SPERO THERAPEUTICS INC 33,200.0 $78K +15K +80.4% $2.34
5371 UDMY UDEMY INC Consumer Defensive 16,797.0 $78K +1K +9.3% $4.62 +0.2%
5372 CALL XOMETRY INC 1,900.0 $78K +500.0 +35.7% $40.84
5373 CALL C4 THERAPEUTICS INC 29,500.0 $78K +24K +400.0% $2.63
5374 CALL PINNACLE FINL PARTNERS INC 900.0 $78K NEW $86.14
5375 RGTZ TIDAL TRUST II 2,858.0 $78K NEW $27.12 -80.7%
5376 CALL CLIMB BIO INC 11,300.0 $77K NEW $6.85
5377 BETA BETA TECHNOLOGIES INC Industrials 5,260.0 $77K +4K +334.4% $14.70 +24.7%
5378 PUT OLIN CORP 2,600.0 $77K -4K -62.9% $29.73
5379 PUT INVESCO CURRENCYSHARES SWISS 700.0 $77K NEW $110.41
5380 CALL PRAIRIE OPER CO 38,000.0 $77K +5K +13.8% $2.03
Page 269 of 447  ·  8,927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%